SEC FORM 5/A SEC Form 5
FORM 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Form 3 Holdings Reported.
Form 4 Transactions Reported.
1. Name and Address of Reporting Person*
KIM JOHN T

(Last) (First) (Middle)
2045 EAST INNOVATION CIRCLE

(Street)
TEMPE AZ 85284

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AMKOR TECHNOLOGY, INC. [ AMKR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
Officer (give title below) X Other (specify below)
Exhibit 99.1
3. Statement for Issuer's Fiscal Year Ended (Month/Day/Year)
12/31/2018
4. If Amendment, Date of Original Filed (Month/Day/Year)
02/14/2019
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Amount (A) or (D) Price
Common Stock 03/13/2018 J(1) 2,779,777 D $11.42 48,593,506(7) I By self as trustee
Common Stock 03/13/2018 J(1) 2,779,777 A $11.42 48,593,506(7) I By self as trustee
Common Stock 03/23/2018 J(2) 1,789,775 D $10.64 26,814,245(7)(8) D
Common Stock 03/23/2018 J(2) 1,789,775 A $10.64 48,593,506(7) I By self as trustee
Common Stock 04/04/2018 J(3) 2,138,382 D $9.63 48,593,506(7) I By self as trustee
Common Stock 04/04/2018 J(3) 2,138,382 A $9.63 26,814,245(7)(8) D
Common Stock 07/09/2018 J(4) 7,828,682 D $8.85 48,593,506(7) I By self as trustee
Common Stock 07/09/2018 J(4) 7,828,682 A $8.85 48,593,506(7) I By self as trustee
Common Stock 08/16/2018 J(5) 560,450 D $8.9 48,593,506(7) I By self as trustee
Common Stock 10/05/2018 J(6) 1,139,605 A $7.16 26,814,245(7)(8) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
(A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. On March 13, 2018, the Susan Y. Kim 2012 Irrevocable Trust dated 7/26/12 distributed 2,779,777 shares to the Susan Y. Kim Family Trust under the Susan Y. Kim 2012 Irrevocable Trust dated 7/26/12. Susan Y. Kim and John T. Kim are co-trustees.
2. On March 23, 2018, John T. Kim transferred 1,789,775 shares of the Issuer's Common Stock to the Qualified Annuity Trust under the John T. Kim 2018 Irrevocable Trust Agreement dated 2/6/18. Susan Y. Kim and John T. Kim are co-trustees.
3. On April 4, 2018, the John T. Kim 2012 Irrevocable Trust U/A dated 12/11/12 transferred 2,138,382 shares of the Issuer's Common Stock to John T. Kim. John T. Kim and James J. Kim are co-trustees.
4. On July 9, 2018, the John T. Kim 2012 Irrevocable Trust U/A dated 12/11/12 transferred 7,828,682 shares of the Issuer's Common Stock to the Family Trust under the John T. Kim 2012 Irrevocable Trust dated 12/11/12. John T. Kim and James J. Kim are co-trustees.
5. On August 16, 2018, the Susan Y. Kim 2015 Irrevocable Trust U/A Dated 3/16/15 distributed 560,450 shares of the Company's Common Stock to Susan Y. Kim. Susan Y. Kim and John T. Kim are co-trustees.
6. On October 5, 2018, the James J. Kim 2013 Qualified Annuity Trust U/A Dated 5/17/13 distributed 1,139,605 shares of the Issuer's Common Stock to John T. Kim. James J. Kim and Susan Y. Kim are co-trustees.
7. The reporting person disclaims beneficial ownership of these securities, except to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of the reporting person's pecuniary interest therein, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
8. This Form 5 amends the Form 5 filed by the reporting person on February 14, 2019. This amendment is to correct the direct holdings of the reporting person only. For readability, the entire filing is being amended but only those line item noted with footnote 8 have been changed, and solely to update the direct holdings in Column 5.
Remarks:
Jerry Allison, as Attorney in Fact 03/25/2019
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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Exhibit 99.1


A Schedule 13D was filed by James J. Kim and those members of the reporting
group who then constituted the group on November 28, 2005, as amended by
Amendment No. 1 filed with the Securities and Exchange Commission (the
"Commission") on April 4, 2008, Amendment No. 2 filed with the Commission on
March 19, 2009, Amendment No. 3 filed with the Commission on April 16, 2009,
Amendment No. 4 filed with the Commission on February 5, 2010, Amendment No. 5
filed with the Commission on March 28, 2011, Amendment No. 6 filed with the
Commission on November 17, 2011, Amendment No. 7 filed with the Commission on
March 29, 2013, Amendment No. 8 filed with the Commission on March 28, 2014,
Amendment No. 9 filed with the Commission on March 30, 2015, Amendment No. 10
filed with the Commission on March 30, 2016, Amendment No. 11 filed with the
Commission on January 20, 2017, Amendment No. 12 filed with the Commission on
March 21, 2018 and Amendment No. 13 filed with the Commission on November 9,
2018 (as further amended from time to time, the "Schedule 13D").  Those
individuals and entities listed in the Schedule 13D, including the filer of this
Form 5, may be deemed to be members of a group (the "Group") who each exercise
voting or investment power with respect to shares of Amkor Technology, Inc.'s
(the "Issuer") Common Stock in concert with other members of the Group.  The
Group may be deemed to beneficially own more than 10% of the outstanding voting
securities of the Issuer. The reporting person states that the filing of this
Form 5 Report shall not be deemed an admission that the reporting person is the
beneficial owner of the reported securities owned by the other members of the
Group, for the purpose of Section 16 of the Securities Exchange Act of 1934, as
amended, or for any other purpose.