SEC FORM
4
SEC Form 4
| FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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| OMB APPROVAL |
| OMB Number: |
3235-0287 |
| Estimated average burden |
| hours per response: |
0.5 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
AMKOR TECHNOLOGY INC
[ AMKR ]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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Director |
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10% Owner |
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Officer (give title below) |
X |
Other (specify below) |
| See Exhibit No. EX-99.1 |
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3. Date of Earliest Transaction
(Month/Day/Year)
05/05/2004
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4. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
| X |
Form filed by One Reporting Person |
|
Form filed by More than One Reporting Person |
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| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
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| 1. Title of Security (Instr.
3)
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2. Transaction Date
(Month/Day/Year) |
2A. Deemed Execution Date, if any
(Month/Day/Year) |
3. Transaction Code (Instr.
8)
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4. Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
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5.
Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr.
3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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7. Nature of Indirect Beneficial Ownership (Instr.
4)
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| Code |
V |
Amount |
(A) or (D) |
Price |
| Amkor Technology, Inc. Common Stock |
05/05/2004 |
|
P |
|
13,600 |
A |
$8.98
|
13,600 |
D |
|
| Amkor Technology, Inc. Common Stock |
05/05/2004 |
|
P |
|
13,600 |
A |
$9.03
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27,200 |
D |
|
| Amkor Technology, Inc. Common Stock |
05/05/2004 |
|
P |
|
27,200 |
A |
$9.08
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54,400 |
D |
|
| Amkor Technology, Inc. Common Stock |
05/05/2004 |
|
P |
|
40,800 |
A |
$9.11
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95,200 |
D |
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| Amkor Technology, Inc. Common Stock |
05/05/2004 |
|
P |
|
27,200 |
A |
$9.12
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122,400 |
D |
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| Amkor Technology, Inc. Common Stock |
05/05/2004 |
|
P |
|
13,600 |
A |
$9.13
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136,000 |
D |
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| Amkor Technology, Inc. Common Stock |
05/05/2004 |
|
P |
|
14,000 |
A |
$9.16
|
150,000 |
D |
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
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|---|
| 1. Title of Derivative Security (Instr.
3)
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2. Conversion or Exercise Price of Derivative Security
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3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
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5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
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6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
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8. Price of Derivative Security (Instr.
5)
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9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
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10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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11. Nature of Indirect Beneficial Ownership (Instr.
4)
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| Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
| 5% Convertible Subordinated Notes due 2007 |
|
|
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03/15/2007
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Common Stock, par value $0.001 per share |
52,319.497 |
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3,000,000
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D |
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| 5% Convertible Subordinated Notes due 2007 |
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|
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03/15/2007
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Common Stock, par value $0.001 per share |
17,439.832 |
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1,000,000
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D |
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| 5% Convertible Subordinated Notes due 2007 |
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|
|
|
|
|
|
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03/15/2007
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Common Stock, par value $0.001 per share |
17,439.832 |
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1,000,000
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D |
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| 5% Convertible Subordinated Notes due 2007 |
|
|
|
|
|
|
|
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03/15/2007
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Common Stock, par value $0.001 per share |
52,319.497 |
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3,000,000
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D |
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| Explanation of Responses: |
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|
Susan Y. Kim |
05/07/2004 |
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** Signature of Reporting Person |
Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
ExhibitNo. EX-99.1
Exhibit No EX-99.1
The group may be deemed to beneficially own more than 10% of the outstanding
voting securities of the issuer. All the directors and officers of The James and
Agnes Kim Foundation (the "Kim Foundation") are members of the family of James
J. Kim. Accordingly, if the Kim Foundation were to acquire shares in the future
as a result of exercising the conversion right, it might be expected to vote
those shares of common stock of the issuer in concert with the James J. Kim
family - James J. Kim and Agnes C. Kim (husband and wife); and Susan Y. Kim,
David D. Kim and John T. Kim (children of James and Agnes Kim) - and the David
D. Kim Trust, the John T. Kim Trust, the Susan Y. Kim Trust, and the Trusts of
Susan Y. Kim dated 4/16/98 for the benefit of Alexandra Panichello, Jacqueline
Panichello and Dylan Panichello (children of Susan Y. Kim). The reporting person
states that the filing of this Form 4 Report shall not be deemed an admission
that the reporting person is the beneficial owner of the reported securities,
for purposes of Section 16 of the Securities Exchange Act of 1934, as amended,
or for any other purpose.
