SEC FORM
4
SEC Form 4
| FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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| OMB APPROVAL |
| OMB Number: |
3235-0287 |
| Estimated average burden |
| hours per response: |
0.5 |
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|
 |
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
AMKOR TECHNOLOGY INC
[ AMKR ]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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Director |
X |
10% Owner |
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Officer (give title below) |
X |
Other (specify below) |
| See Exhibit No. EX-99.1 |
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3. Date of Earliest Transaction
(Month/Day/Year)
05/17/2004
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4. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Form filed by One Reporting Person |
| X |
Form filed by More than One Reporting Person |
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| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
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| 1. Title of Security (Instr.
3)
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2. Transaction Date
(Month/Day/Year) |
2A. Deemed Execution Date, if any
(Month/Day/Year) |
3. Transaction Code (Instr.
8)
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4. Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
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5.
Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr.
3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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7. Nature of Indirect Beneficial Ownership (Instr.
4)
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| Code |
V |
Amount |
(A) or (D) |
Price |
| Amkor Technology, Inc. Common Stock |
05/17/2004 |
|
G
|
|
250,000 |
D |
$0
|
14,207,344 |
D
|
|
| Amkor Technology, Inc. Common Stock |
05/17/2004 |
|
G
|
|
250,000 |
A |
$0
|
250,000 |
I |
By Trust (See Exhibit No. EX-99.2) |
| Amkor Technology, Inc. Common Stock |
|
|
|
|
|
|
|
10,000 |
I |
By Trust (See Exhibit No. EX-99.3) |
| Amkor Technology, Inc. Common Stock |
|
|
|
|
|
|
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10,000 |
I |
By Trust (See Exhibit No. EX-99.4) |
| Amkor Technology, Inc. Common Stock |
|
|
|
|
|
|
|
10,000 |
I |
By Trust (See Exhibit No. EX-99.5) |
| Amkor Technology, Inc. Common Stock |
|
|
|
|
|
|
|
10,000 |
I |
By Trust (See Exhibit No. EX-99.6) |
| Amkor Technology, Inc. Common Stock |
|
|
|
|
|
|
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10,000 |
I |
By Trust (See Exhibit No. EX-99.7) |
| Amkor Technology, Inc. Common Stock |
|
|
|
|
|
|
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6,257,344 |
D
|
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| Amkor Technology, Inc. Common Stock |
|
|
|
|
|
|
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8,200,000 |
I |
By Trust (See Exhibit No. EX-99.8) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
|
|---|
| 1. Title of Derivative Security (Instr.
3)
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2. Conversion or Exercise Price of Derivative Security
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3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
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5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
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6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
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8. Price of Derivative Security (Instr.
5)
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9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
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10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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11. Nature of Indirect Beneficial Ownership (Instr.
4)
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| Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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| Explanation of Responses: |
|
|
|
| Remarks: |
|
|
Memma S. Kilgannon*** |
05/27/2004 |
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** Signature of Reporting Person |
Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
Exhibit No. EX-99.1
Exhibit No. EX-99.1
As follows: Susan Y. Kim (a) is the Trustee and beneficiary of the Susan Y. Kim
Trust dated 12/31/87; and (b) Co-Trustee of the following trusts - the Trust of
Susan Y. Kim dated 4/16/98 for the benefit of Alexandra Panichello, the Trust of
Susan Y. Kim dated 4/16/98 for the benefit of Jacqueline Panichello, the Trust
of Susan Y. Kim dated 4/16/98 for the benefit of Dylan Panichello, the
Irrevocable Deed of Trust of James J. Kim for Alexandra Kim Panichello -
12/24/92, the Irrevocable Deed of Trust of James Kim for Jacqueline Mary
Panichello - 10/3/94, the Dylan James Panichello Trust of 10/15/01
(Irrevocable), the Allyson Lee Kim Trust of 10/15/01 (Irrevocable), the
Irrevocable Deed of Trust of James J. Kim, Settlor F/B/O Jason Lee Kim -
11/17/03 and the John T. Kim Trust dated 5/17/04 for the benefit of his children
(Irrevocable).
May be deemed member of group. The trust agreement for each of the trusts dated
12/31/87 reported in this Form 4 authorizes the trustees of the trust to vote
the shares of common stock of the issuer held by them, in their discretion, in
concert with James J. Kim's family. The trustees of the other trusts reported in
this Form 4 are members of the James J. Kim family. James J. Kim and Agnes C.
Kim are the parents of Susan Y. Kim, David D. Kim and John T. Kim and Susan Y.
Kim is the parent of Alexandra Panichello, Jacqueline Panichello and Dylan
Panichello. John T. Kim is the parent of Allyson Lee Kim and Jason Lee Kim. Each
of the reporting persons states that the filing of this Form 4 report shall not
be deemed an admission that the reporting person is the beneficial owner of the
reported securities, for purposes of Section 16 of the Securities Exchange Act
of 1934, as amended, or for any other purpose.
Exhibit No. EX-99.2
Exhibit No. EX-99.2
These shares are held directly by the John T. Kim Trust dated 5/17/04 for the
benefit of his children (Irrevocable), and are held indirectly by John T. Kim as
Co-Trustee and family member of, and sharing same household with, Jason Lee Kim
and Allyson Lee Kim, the beneficiaries of the Trust. The shares were a gift from
the John T. Kim Trust dated 12/31/87 to the John T. Kim Trust dated 5/17/04 for
the benefit of his children (Irrevocable).
Exhibit No. EX-99.3
Exhibit No. EX-99.3
These shares are held directly by the Irrevocable Deed of Trust of James J. Kim,
Settlor F/B/O Jason Lee Kim - 11/17/03, of which the Co-Trustees are John T. Kim
and Susan Y. Kim, and are held indirectly by John T. Kim as Co-Trustee and
immediate family member of, and sharing the same household with, Jason Lee Kim,
the beneficiary of this trust.
Exhibit No. EX-99.4
Exhibit No. EX-99.4
These shares are held directly by the Allyson Lee Kim Trust of 10/15/01
(Irrevocable), of which the Co-Trustees are John T. Kim and Susan Y. Kim, and
are held indirectly by John T. Kim as Co-Trustee and immediate family member of,
and sharing the same household with, Allyson Lee Kim, the beneficiary of this
trust.
Exhibit No. EX-99.5
Exhibit No. EX-99.5
These shares are held directly by the Dylan James Panichello Trust of 10/15/01
(Irrevocable), of which the Co-Trustees are John T. Kim and Susan Y. Kim, and
are held indirectly by Susan Y. Kim as Co-Trustee and immediate family member
of, and sharing the same household with, Dylan James Panichello, the beneficiary
of this trust.
Exhibit No. EX-99.6
Exhibit No. EX-99.6
These shares are held directly by the Irrevocable Deed of Trust of James Kim for
Jacqueline Mary Panichello - 10/3/94, of which the Co-Trustees are John T. Kim
and Susan Y. Kim, and are held indirectly by Susan Y. Kim as Co-Trustee and
immediate family member of, and sharing the same household with, Jacqueline Mary
Panichello, the beneficiary of this trust.
Exhibit No. EX-99.7
Exhibit No. EX-99.7
These shares are held directly by the Irrevocable Deed of Trust of James Kim for
Alexandra Kim Panichello - 12/24/92, of which the Co-Trustees are John T. Kim
and Susan Y. Kim, and are held indirectly by Susan Y. Kim as Co-Trustee and
immediate family member of, and sharing the same household with, Alexandra Kim
Panichello, the beneficiary of this trust.
Exhibit No. EX-99.8
Exhibit No. EX-99.8
These shares are held directly by the Trust of Susan Y. Kim dated 4/16/98 for
the benefit of Alexandra Panichello (2,733,334 shares), the Trust of Susan Y.
Kim dated 4/16/98 for the benefit of Jacqueline Panichello (2,733,333 shares)
and the Trust of Susan Y. Kim dated 4/16/98 for the benefit of Dylan Panichello
(2,733,333 shares), of which the Co-Trustees are Susan Y. Kim and John T. Kim,
and indirectly by Susan Y. Kim as Co-Trustee and immediate family member of, and
sharing the same household with, the beneficiaries of the trusts, which are
respectively, Alexandra Panichello, Jacqueline Panichello and Dylan Panichello.
Exhibit No. EX-99.9
Exhibit No. EX-99.9
Joint Filer Information
Name of Joint Filer: John T. Kim, as Co-trustee of the Allyson Lee Kim
Trust of 10/15/01 (Irrevocable), the Irrevocable Deed
of Trust of James J. Kim, Settlor F/B/O Jason Lee Kim
- 11/17/03, the John T. Kim Trust dated 5/17/04 for the
benefit of his children (Irrevocable), the Dylan James
Panichello Trust of 10/15/01 (Irrevocable), the Irrevocable
Deed of Trust of James J. Kim for Alexandra Kim Panichello
- 12/24/92 and the Irrevocable Deed of Trust of James
J. Kim for Jacqueline Mary Panichello - 10/3/94 and
as Settlor, trustee and beneficiary of the John T. Kim
Trust dated 12/31/87
Address: 1345 Enterprise Drive
West Chester, Pennsylvania 19380
Designated Filer: Susan Y. Kim
Issuer & Ticker Symbol: Amkor Technology, Inc. (AMKR) (NASDAQ National Market
System)
Date of Event
Requiring Statement: May 17, 2004
Signature: /s/Memma S. Kilgannon Date May 27, 2004
Memma S. Kilgannon
As Attorney-in-Fact for John T. Kim, in his
capacities listed above (power of attorney previously
filed December 11, 1998)
* * * * * * * *
