SEC FORM
3
SEC Form 3
| FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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| OMB APPROVAL |
| OMB Number: |
3235-0104 |
| Estimated average burden |
| hours per response: |
0.5 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year)
11/14/2005
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3. Issuer Name and Ticker or Trading Symbol
AMKOR TECHNOLOGY INC
[ AMKR ]
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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Director |
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10% Owner |
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Officer (give title below) |
X |
Other (specify below) |
| See Exhibits 1 and 2 |
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5. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Form filed by One Reporting Person |
| X |
Form filed by More than One Reporting Person |
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| Table I - Non-Derivative Securities Beneficially Owned |
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| 1. Title of Security (Instr.
4)
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2.
Amount of Securities Beneficially Owned (Instr.
4)
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3. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
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4. Nature of Indirect Beneficial Ownership (Instr.
5)
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Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
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| 1. Title of Derivative Security (Instr.
4)
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2. Date Exercisable and Expiration Date
(Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr.
4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
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6. Nature of Indirect Beneficial Ownership (Instr.
5)
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| Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
| 6 1/4% Convertible Subordinated Notes |
11/18/2005 |
12/01/2013 |
Amkor Technology, Inc. Common Stock |
1,335,113 |
7.49
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D
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| 6 1/4% Convertible Subordinated Notes |
11/18/2005 |
12/01/2013 |
Amkor Technology, Inc. Common Stock |
1,335,113 |
7.49
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I |
Indirectly by David D. Kim. See Exhibit 4. |
1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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| Explanation of Responses: |
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| Remarks: |
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/s/Memma Kilgannon** |
11/28/2005 |
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** Signature of Reporting Person |
Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person,
see
Instruction
5
(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
Exhibit 1
Exhibit 1
As Co-Trustee of the Irrevocable Trust of James J. Kim f/b/o Children of David
D. Kim dated 11/11/05 (the "Trust") and designated filer for joint filer, John
T. Kim.
Exhibit 2
Exhibit 2
James J. Kim and Agnes C. Kim are the parents of Susan Y. Kim, David D. Kim and
John T. Kim and Susan Y. Kim is the parent of Alexandra Panichello, Jacqueline
Panichello and Dylan Panichello. John T. Kim is the parent of Allyson Kim and
Jason Lee Kim. All the directors and officers of The James and Agnes Kim
Foundation, Inc. (the "Kim Foundation") are members of the family of James J.
Kim. The Kim Foundation might be expected to vote those shares of common stock
of the issuer it owns in concert with the James J. Kim Family. The co-trustees
may vote the shares of common stock of the issuer held by them, in their
discretion, in concert with James J. Kim's family. The shares of common stock
that would be received upon conversion of the 6 1/4% Convertible Subordinated
Notes are subject to a voting agreement which limits, under certain
circumstances, voting of such shares in concert with the James J. Kim family.
Exhibit 3
Exhibit 3
The 6 1/4% Convertible Subordinated Notes bear an interest rate of 6.25% per
year, payable semi-annually in arrears commencing on June 1, 2006, are
convertible into Amkor's common stock at a conversion price of $7.49 per share
(subject to adjustment as provided in the Indenture and Note), and are
subordinated to the prior payment in full of all of Amkor's senior and senior
subordinated debt. The 6 1/4% Convertible Subordinated Notes are convertible at
any time, and if not previously converted, will mature on 12/01/13 when the
outstanding principal is due and payable.
Exhibit 4
Exhibit 4
These shares are held directly by the Irrevocable Trust of James J. Kim f/b/o
Children of David D. Kim dated 11/11/05, of which David D. Kim and John T. Kim
are Co-Trustees, and are beneficially owned indirectly by David D. Kim as the
income beneficiary. Each of the reporting persons disclaims beneficial ownership
of the securities, and this report shall not be deemed an admission that the
reporting person is the beneficial owner of such securities for purposes of
Section 16 of the Securities Exchange Act of 1934, as amended or for any other
purpose.
Exhibit 5
Exhibit 5
Joint Filer Information
Name of Joint Filer: John T. Kim as Co-Trustee of the Irrevocable Trust of
James J. Kim f/b/o Children of David D. Kim
dated 11/11/05
Address: 1345 Enterprise Drive
West Chester, PA 19380
Designated Filer: David D. Kim as Co-Trustee of the Irrevocable Trust
of James J. Kim f/b/o Children of David D. Kim
dated 11/11/05
Issuer & Ticker Symbol: Amkor Technology, Inc. (AMKR)
Date of Event
Requiring Statement: November 14, 2005
Signature: /s/ Memma S. Kilgannon Date November 28, 2005
Memma S. Kilgannon
As Attorney-in-Fact for John T. Kim in his trust
capacities listed above.
* * * * * * *
