SEC FORM
4
SEC Form 4
FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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OMB APPROVAL |
OMB Number: |
3235-0287 |
Estimated average burden |
hours per response: |
0.5 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
AMKOR TECHNOLOGY INC
[ AMKR ]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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Director |
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10% Owner |
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Officer (give title below) |
X |
Other (specify below) |
See Exhibit No. EX-99.1 |
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3. Date of Earliest Transaction
(Month/Day/Year) 08/09/2007
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4. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
X |
Form filed by One Reporting Person |
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Form filed by More than One Reporting Person |
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
1. Title of Security (Instr.
3)
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2. Transaction Date
(Month/Day/Year) |
2A. Deemed Execution Date, if any
(Month/Day/Year) |
3. Transaction Code (Instr.
8)
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4. Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
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5.
Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr.
3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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7. Nature of Indirect Beneficial Ownership (Instr.
4)
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Code |
V |
Amount |
(A) or (D) |
Price |
Amkor Technology, Inc. Common Stock |
08/09/2007 |
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S
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150,000 |
D |
$10.26
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0 |
D |
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivative Security (Instr.
3)
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2. Conversion or Exercise Price of Derivative Security
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3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
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5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
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6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
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8. Price of Derivative Security (Instr.
5)
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9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
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10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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11. Nature of Indirect Beneficial Ownership (Instr.
4)
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Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
6 1/4% Convertible Subordinated Notes |
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08/09/2007 |
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S |
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$5,000,000
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11/18/2005 |
12/01/2013 |
Amkor Technology, Inc. Common Stock |
667,557 |
$7,810,798
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0 |
D |
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Explanation of Responses: |
Remarks: |
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/s/Memma S. Kilgannon*** |
08/13/2007 |
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** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
Exhibit No. EX-99.1
Exhibit No. EX-99.1
All the directors and officers of The James and Agnes Kim Foundation (the "Kim
Foundation") are members of the family of James J. Kim, including Susan Y. Kim,
the Secretary. Accordingly, the Kim Foundation might be expected to vote the
shares of common stock of the issuer that the Kim Foundation owns in concert
with the James J. Kim family - James J. Kim and Agnes C. Kim (husband and wife);
and Susan Y. Kim, David D. Kim and John T. Kim (children of James and Agnes Kim)
- - and the David D. Kim Trust, the John T. Kim Trust, the Susan Y. Kim Trust, and
the Trusts of Susan Y. Kim dated 4/16/98 for the benefit of Alexandria
Panichello, Jacqueline Panichello and Dylan Panichello (children of Susan Y.
Kim). The group composed of such members of the family may be deemed to
beneficially own more than 10% of the outstanding voting securities of the
issuer. The reporting person states that the filing of this Form 4 Report shall
not be deemed an admission that the reporting person is the beneficial owner of
the reported securities owned by the members of the James J. Kim family, for the
purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or
for any other purpose.