SEC FORM
3
SEC Form 3
| FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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| OMB APPROVAL |
| OMB Number: |
3235-0104 |
| Estimated average burden |
| hours per response: |
0.5 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year)
12/31/2008
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3. Issuer Name and Ticker or Trading Symbol
AMKOR TECHNOLOGY INC
[ AMKR ]
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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Director |
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10% Owner |
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Officer (give title below) |
X |
Other (specify below) |
| See Exhibit No. EX-99.1 |
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5. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
| X |
Form filed by One Reporting Person |
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Form filed by More than One Reporting Person |
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| Table I - Non-Derivative Securities Beneficially Owned |
|---|
| 1. Title of Security (Instr.
4)
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2.
Amount of Securities Beneficially Owned (Instr.
4)
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3. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
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4. Nature of Indirect Beneficial Ownership (Instr.
5)
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| Amkor Technology, Inc. Common Stock |
150,000
|
D |
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Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
|
|---|
| 1. Title of Derivative Security (Instr.
4)
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2. Date Exercisable and Expiration Date
(Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr.
4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
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6. Nature of Indirect Beneficial Ownership (Instr.
5)
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| Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
| Explanation of Responses: |
|
| Remarks: |
|
|
James J. Kim |
01/05/2009 |
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** Signature of Reporting Person |
Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person,
see
Instruction
5
(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
Exhibit No. EX-99.1
All the directors and officers of the James & Agnes Kim Foundation, Inc. (the
"Kim Foundation") are members of the family of James J. Kim, including Susan Y.
Kim, the Secretary. Accordingly, the Kim Foundation might be expected to vote
the shares of common stock of the issuer that the Kim Foundation owns in concert
with the James J. Kim family; James J. Kim and Agnes C. Kim (husband and wife);
and Susan Y. Kim, David D. Kim and John T. Kim (children of James and Agnes Kim;
and the David D. Kim Trust of 12/31/87, the John T. Kim Trust of 12/31/87, the
Susan Y. Kim Trust of 12/31/87, and the Trusts of Susan Y. Kim dated 4/16/98 for
the benefit of Alexandra Panichello, Jacqueline Panichello and Dylan Panichello
(children of Susan Y. Kim), the irrevocable Deed of Trust of James J. Kim for
Jacqueline Mary Irrevocable Deed of Trust of James J. Kim for Alexandra Kim
Panichello dated 12/24/92, Irrevocable Deed of Trust of James J. Kim for Dylan
James Panichello dated 10/15/01, Irrevocable Deed of Trust of James J. Kim for
Allyson Lee Kim dated 10/15/01, Irrevocable Deed of Trust of James J. Kim for
Jason Lee Kim dated 11/17/03, Irrevocable Deed of Trust of James J. Kim f/b/o
Children of David D. Kim dated 11/11/05, James J. Kim 2008 Trust FBO Alexandra
Kim Panichello and Descendants dated 2/5/08, James J. Kim 2008 Trust FBO
Jacqueline Mary Panichello and Descendants dated 2/5/08, James J. Kim 2008 Trust
FBO Dylan James Panichello and Descendants dated 2/5/08, James J. Kim 2008 Trust
FBO Descendants of John T. Kim dated 2/5/08, and James J. Kim 2008 Trust FBO
Descendants of David D. Kim dated 2/5/08. The group composed of such members of
the family may be deemed to beneficially own more than 10% of the outstanding
voting securities of the issuer. The reporting person states that the filing of
this Form 4 Report shall not be deemed an admission that the reporting person is
the beneficial owner of the reported securities owned by the members of the
James J. Kim family, for the purpose of Section 16 of the Securities Exchange
Act of 1934, as amended, or for any other purpose.
