SEC FORM
4
SEC Form 4
| FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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| OMB APPROVAL |
| OMB Number: |
3235-0287 |
| Estimated average burden |
| hours per response: |
0.5 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
AMKOR TECHNOLOGY INC
[ AMKR ]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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Director |
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10% Owner |
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Officer (give title below) |
X |
Other (specify below) |
| See Exhibit No. EX-99.1 |
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3. Date of Earliest Transaction
(Month/Day/Year)
06/04/2009
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4. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
| X |
Form filed by One Reporting Person |
|
Form filed by More than One Reporting Person |
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| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
|---|
| 1. Title of Security (Instr.
3)
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2. Transaction Date
(Month/Day/Year) |
2A. Deemed Execution Date, if any
(Month/Day/Year) |
3. Transaction Code (Instr.
8)
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4. Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
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5.
Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr.
3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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7. Nature of Indirect Beneficial Ownership (Instr.
4)
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| Code |
V |
Amount |
(A) or (D) |
Price |
| Amkor Technology, Inc., Common Stock |
06/04/2009 |
|
P |
|
100,000 |
A |
$4.53
|
250,000 |
D |
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| Amkor Technology, Inc., Common Stock |
06/05/2009 |
|
P |
|
149,600 |
A |
$4.56
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399,600 |
D |
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| Amkor Technology, Inc. Common Stock |
06/08/2009 |
|
P |
|
150,400 |
A |
$4.45
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550,000 |
D |
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
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|---|
| 1. Title of Derivative Security (Instr.
3)
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2. Conversion or Exercise Price of Derivative Security
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3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
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5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
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6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
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8. Price of Derivative Security (Instr.
5)
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9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
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10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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11. Nature of Indirect Beneficial Ownership (Instr.
4)
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| Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
| Explanation of Responses: |
|
|
|
| Remarks: |
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|
James J. Kim |
06/08/2009 |
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** Signature of Reporting Person |
Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
Exhibit No. EX-99.1
All the directors and officers of the James & Agnes Kim Foundation, Inc. (the
"Kim Foundation") are members of the family of James J. Kim, including Susan Y.
Kim, the Secretary. Accordingly, the Kim Foundation might be expected to vote
the shares of common stock of the issuer held by the Kim Foundation in concert
with the James J. Kim family; James J. Kim and Agnes C. Kim (husband and wife);
and Susan Y. Kim, David D. Kim and John T. Kim (children of James and Agnes
Kim), and the David D. Kim Trust of 12/31/87, the John T. Kim Trust of 12/31/87,
the Susan Y. Kim Trust of 12/31/87, and the Trusts of Susan Y. Kim dated 4/16/98
for the benefit of Alexandra Panichello, Jacqueline Panichello and Dylan
Panichello (children of Susan Y. Kim) Irrevocable Deed of Trust of James J. Kim
for Jacqueline Mary Panichello dated 10/3/94, Irrevocable Deed of Trust of James
J. Kim for Alexandra Kim Panichello dated 12/24/92, Irrevocable Deed of Trust of
James J. Kim for Dylan James Panichello dated 10/15/01, Irrevocable Deed of
Trust of James J. Kim for Allyson Lee Kim dated 10/15/01, Irrevocable Deed of
Trust of James J. Kim for Jason Lee Kim dated 11/17/03, Irrevocable Deed of
Trust of James J. Kim f/b/o Children of David D. Kim dated 11/11/05, James J.
Kim 2008 Trust FBO Alexandra Kim Panichello and Descendants dated 2/5/08, James
J. Kim 2008 Trust FBO Jacqueline Mary Panichello and Descendants dated 2/5/08,
James J. Kim 2008 Trust FBO Dylan James Panichello and Descendants dated 2/5/08,
James J. Kim 2008 Trust FBO Descendants of John T. Kim dated 2/5/08, James J.
Kim 2008 Trust FBO Descendants of David D. Kim dated 2/5/08, James J. Kim 2008
Qualified Annuity Trust dated 11/14/08 and 915 Investments LP dated 4/1/09. The
group composed of such members of the family of James J. Kim may be deemed to
beneficially own more than 10% of the outstanding voting securities of the
issuer. The reporting person states that the filing of this Form 4 Report shall
not be deemed an admission that the reporting person is the beneficial owner of
the reported securities owned by the members of the James J. Kim family, for the
purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for
any other purpose.
