SEC FORM 5 SEC Form 5
FORM 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Form 3 Holdings Reported.
Form 4 Transactions Reported.
1. Name and Address of Reporting Person*
KIM SUSAN Y

(Last) (First) (Middle)
2045 EAST INNOVATION CIRCLE

(Street)
TEMPE AZ 85284

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AMKOR TECHNOLOGY, INC. [ AMKR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
Officer (give title below) X Other (specify below)
Exhibit 99.1
3. Statement for Issuer's Fiscal Year Ended (Month/Day/Year)
12/31/2018
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Amount (A) or (D) Price
Common Stock 02/21/2018 J(1) 63,880 D $10.11 34,581,825(10) I By self as trustee
Common Stock 03/13/2018 J(2) 2,779,777 D $11.42 34,581,825(10) I By self as trustee
Common Stock 03/13/2018 J(2) 2,779,777 A $11.42 34,581,825(10) I By self as trustee
Common Stock 03/23/2018 J(3) 1,789,775 A $10.64 34,581,825(10) I By self as trustee
Common Stock 08/16/2018 J(4) 560,450 D $8.9 34,581,825(10) I By self as trustee
Common Stock 08/16/2018 J(4) 560,450 A $8.9 31,453,610(10) D
Common Stock 09/07/2018 J(5) 2,470,150 A $7.86 34,581,825(10) I By self as trustee
Common Stock 09/21/2018 J(6) 941,223 D $7.82 34,581,825(10) I By self as trustee
Common Stock 10/05/2018 J(7) 1,139,605 D $7.16 34,581,825(10) I By self as trustee
Common Stock 10/05/2018 J(7) 1,139,605 A $7.16 31,453,610(10) D
Common Stock 10/05/2018 J(8) 1,139,605 D $7.16 34,581,825(10) I By self as trustee
Common Stock 10/08/2018 J(9) 2,000,000 D $6.93 31,453,610(10) D
Common Stock 10/08/2018 J(9) 2,000,000 A $6.93 34,581,825(10) I By self as trustee
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
(A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. On February 21, 2018, the James J. Kim 2014 Qualified Annuity Trust U/A dated 10/13/14 distributed 63,880 shares to James J. Kim. James J. Kim and Susan Y. Kim are co-trustees.
2. On March 13, 2018, the Susan Y. Kim 2012 Irrevocable Trust dated 7/26/12 distributed 2,779,777 shares to the Susan Y. Kim Family Trust under the Susan Y. Kim 2012 Irrevocable Trust dated 7/26/12. Susan Y. Kim and John T. Kim are co-trustees.
3. On March 23, 2018, John T. Kim transferred 1,789,775 shares of the Issuer's Common Stock to the Qualified Annuity Trust under the John T. Kim 2018 Irrevocable Trust Agreement dated 2/6/18. Susan Y. Kim and John T. Kim are co-trustees.
4. On August 16, 2018, the Susan Y. Kim 2015 Irrevocable Trust U/A Dated 3/16/15 distributed 560,450 shares of the Company's Common Stock to Susan Y. Kim. Susan Y. Kim and John T. Kim are co-trustees.
5. On September 7, 2018, James J. Kim transferred 2,470,150 shares of the Issuer's Common Stock to the James J. Kim 2018-1 Qualified Annuity Trust U/A dtd 8/30/18. James J. Kim and Susan Y. Kim are co-trustees.
6. On September 21, 2018, the James J. Kim 2013 Qualified Annuity Trust U/A Dated 5/17/13 distributed 941,223 shares of the Issuer's Common Stock to James J. Kim. James J. Kim and Susan Y. Kim are co-trustees.
7. On October 5, 2018, the James J. Kim 2013 Qualified Annuity Trust U/A Dated 5/17/13 distributed 1,139,605 shares of the Issuer's Common Stock to Susan Y. Kim. James J. Kim and Susan Y. Kim are co-trustees.
8. On October 5, 2018, the James J. Kim 2013 Qualified Annuity Trust U/A Dated 5/17/13 distributed 1,139,605 shares of the Issuer's Common Stock to John T. Kim. James J. Kim and Susan Y. Kim are co-trustees.
9. On October 8, 2018, Susan Y. Kim transferred 2,000,000 shares of the Issuer's Common Stock to the Qualified Annuity Trust under the Susan Y. Kim 2018-1 Irrevocable Trust Agreement dtd 8/29/18. James J. Kim and Susan Y. Kim are co-trustees.
10. The reporting person disclaims beneficial ownership of these securities, except to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of the reporting person's pecuniary interest therein, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Remarks:
Jerry Allison, as Attorney in Fact 02/14/2019
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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LIMITED POWER OF ATTORNEY FOR
SECTION 16 REPORTING OBLIGATIONS


      Know all by these presents, that the undersigned hereby makes, constitutes
and appoints Gil C. Tily and Jerry C. Allison (either of whom may act
individually) as the undersigned's true and lawful attorney-in-fact, with full
power and authority as hereinafter described on behalf of and in the name, place
and stead of the undersigned to:

(1)   prepare, execute, acknowledge, deliver and file Forms 3, 4, and 5
(including any amendments thereto) with respect to the securities of Amkor
Technology, Inc., a Delaware corporation (the "Company"), with the United States
Securities and Exchange Commission, any national securities exchanges and the
Company, as considered necessary or advisable under Section 16(a) of the
Securities Exchange Act of 1934 and the rules and regulations promulgated
thereunder, as amended from time to time (the "Exchange Act");

(2)   seek or obtain, as the undersigned's representative and on the
undersigned's behalf, information on transactions in the Company's securities
from any third party, including brokers, employee benefit plan administrators
and trustees, and the undersigned hereby authorizes any such person to release
any such information to the undersigned and approves and ratifies any such
release of information; and

(3)   perform any and all other acts which in the discretion of such attorney-
in- fact are necessary or desirable for and on behalf of the undersigned in
connection with the foregoing.

      The undersigned acknowledges that:

(1)   this Power of Attorney authorizes, but does not require, such attorney-in-
fact to act in their discretion on information provided to such attorney- in-
fact without independent verification of such information;

(2)   any documents prepared and/or executed by such attorney-in-fact on behalf
of the undersigned pursuant to this Power of Attorney will be in such form and
will contain such information and disclosure as such attorney-in-fact, in his or
her discretion, deems necessary or desirable;

(3)   neither the Company nor such attorney-in-fact assumes (i) any liability
for the undersigned's responsibility to comply with the requirements of the
Exchange Act, (ii) any liability of the undersigned for any failure to comply
with such requirements, or (iii) any obligation or liability of the undersigned
for profit disgorgement under Section 16(b) of the Exchange Act; and

(4)   this Power of Attorney does not relieve the undersigned from
responsibility for compliance with the undersigned's obligations under the
Exchange Act, including without limitation the reporting requirements under
Section 16 of the Exchange Act.

      The undersigned hereby gives and grants the foregoing attorney- in-fact
full power and authority to do and perform all and every act and thing
whatsoever requisite, necessary or appropriate to be done in and about the
foregoing matters as fully to all intents and purposes as the undersigned might
or could do if present, hereby ratifying all that such attorney-in-fact of, for
and on behalf of the undersigned, shall lawfully do or cause to be done by
virtue of this Limited Power of Attorney.

      This Power of Attorney shall remain in full force and effect until revoked
by the undersigned in a signed writing delivered to such attorney-in-fact.

      IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to
be executed as of this 12th day of   February, 2008.


/s/ Susan Y. Kim
-----------------
Susan Y. Kim
Exhibit 99.1

A Schedule 13D was filed by James J. Kim and those members of the reporting
group who then constituted the group on November 28, 2005, as amended by
Amendment No. 1 filed with the Securities and Exchange Commission (the
"Commission") on April 4, 2008, Amendment No. 2 filed with the Commission on
March 19, 2009, Amendment No. 3 filed with the Commission on April 16, 2009,
Amendment No. 4 filed with the Commission on February 5, 2010, Amendment No. 5
filed with the Commission on March 28, 2011, Amendment No. 6 filed with the
Commission on November 17, 2011, Amendment No. 7 filed with the Commission on
March 29, 2013, Amendment No. 8 filed with the Commission on March 28, 2014,
Amendment No. 9 filed with the Commission on March 30, 2015, Amendment No. 10
filed with the Commission on March 30, 2016, Amendment No. 11 filed with the
Commission on January 20, 2017, Amendment No. 12 filed with the Commission on
March 21, 2018 and Amendment No. 13 filed with the Commission on November 9,
2018 (as further amended from time to time, the "Schedule 13D").  Those
individuals and entities listed in the Schedule 13D, including the filer of this
Form 5, may be deemed to be members of a group (the "Group") who each exercise
voting or investment power with respect to shares of Amkor Technology, Inc.'s
(the "Issuer") Common Stock in concert with other members of the Group.  The
Group may be deemed to beneficially own more than 10% of the outstanding voting
securities of the Issuer. The reporting person states that the filing of this
Form 5 Report shall not be deemed an admission that the reporting person is the
beneficial owner of the reported securities owned by the other members of the
Group, for the purpose of Section 16 of the Securities Exchange Act of 1934, as
amended, or for any other purpose.