UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM SD
Specialized Disclosure Report
Amkor Technology, Inc.
(Exact name of registrant as specified in its charter)
Delaware | 000-29472 | 23-1722724 | ||||||
(State or other jurisdiction of incorporation or organization) | (Commission File Number) | (IRS Employer Identification No.) | ||||||
2045 East Innovation Circle, Tempe, AZ | 85284 | ||||
(Address of principal executive offices) | (Zip Code) | ||||
Mark N. Rogers | (480) 821-5000 | ||||
(Name and telephone number, including area code, of the person to contact in connection with this report) | |||||
Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
[X] Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2020.
Section 1 - Conflict Minerals Disclosure
Item 1.01 Conflict Minerals Disclosure and Report
Conflict Minerals Disclosure
Amkor Technology, Inc. (“Amkor”) conducted a Reasonable Country of Origin Inquiry (RCOI) in 2020 on the source of its Conflict Minerals (tantalum, tin, tungsten, and gold) to determine whether the Conflict Minerals used when performing our semiconductor packaging services originated from the Democratic Republic of the Congo or an adjoining country (the “Covered Countries”) or are from recycled or scrap sources.
We conducted our RCOI with our direct suppliers using the Conflict Minerals Reporting Template (CMRT), a supply chain survey tool provided by the Responsible Minerals Initiative (RMI), an industry group that works to address Conflict Minerals issues within supply chains. The CMRT requests direct suppliers to identify the smelters, refiners, and countries of origin of the Conflict Minerals in their products. We relied primarily on responses received from our direct suppliers to identify sources of Conflict Minerals and information provided by the RMI.
Based on the responses to our RCOI, we know or have reason to believe that a portion of the Conflict Minerals we use originated or may have originated from the Covered Countries or may not be solely from recycled or scrap sources.
In accordance with Rule 13p-1 under the Securities Exchange Act of 1934, Amkor has filed this Specialized Disclosure Form (Form SD) and the attached Conflict Minerals Report. Both reports are available on the “Investors” tab of www.amkor.com, under “Financial Information, SEC Filings”. This Form SD and Exhibit 1.01 contain references to our website. The information on this website is not incorporated by reference into this Form SD or Exhibit 1.01.
Item 1.02 Exhibit
As an exhibit to this Form SD, we provide the Conflict Minerals Report as required by Item 1.01.
Section 2 - Exhibits
Item 2.01 Exhibits
Exhibit 1.01 - Conflict Minerals Report, for the reporting period January 1, 2020 to December 31, 2020, as required by Items 1.01 and 1.02 of this Form.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.
Amkor Technology, Inc. | ||||||||
(Registrant)
/s/ Mark N. Rogers | May 20, 2021 | |||||||
Mark N. Rogers, Executive Vice President, General Counsel and Corporate Secretary | Date | |||||||
3 | ||
Exhibit 1.01
Conflict Minerals Report of Amkor Technology, Inc.
All information contained in this Conflict Minerals Report (the “Report”), other than statements of historical fact, constitute forward-looking statements within the meaning of federal securities laws. These forward-looking statements involve a number of risks, uncertainties, assumptions and other factors including, among other things, our customers’ requirements to use certain suppliers, our suppliers’ responsiveness and cooperation with our due diligence efforts, our ability to implement improvements in our conflict minerals program, changes to the sourcing status of smelters and refiners in our supply chain, and our ability to identify and mitigate related risks in our supply chain. For a more complete discussion of these and other risk factors, see our other filings with the Securities and Exchange Commission (“SEC”), including our Annual Report on Form 10-K for the year ended December 31, 2020. We undertake no obligation to review or update any forward-looking statements to reflect events or circumstances occurring after filing this Report with the SEC.
This Conflict Minerals Report (CMR) of Amkor Technology, Inc. (“Amkor”) for calendar year 2020 was prepared in accordance with Rule 13p-1 under the Securities Exchange Act of 1934.
Business Overview
Amkor is one of the world’s leading providers of outsourced semiconductor packaging and test services. Our packaging and test services are designed to meet application and chip specific requirements including: the required type of interconnect technology; size; thickness; and electrical, mechanical and thermal performance. Some of the materials we use when providing packaging services contain tantalum, tin, tungsten, or gold (collectively, “Conflict Minerals”). Test services involve checking that a packaged die meets its design and performance specifications and do not involve the use of Conflict Minerals.
The supply chain that provides us with Conflict Minerals is divided into upstream and downstream entities. An upstream entity is between the mine of origin and the smelter or refiner and includes miners, local traders, exporters from the country of mineral origin, international concentrate traders, mineral processors, smelters, and refiners. A downstream entity is between the smelter or refiner and the retailer and includes metal traders and exchanges, component manufacturers, product manufacturers, original equipment manufacturers, and retailers.
1 | ||
Amkor is a downstream entity and is typically several tiers removed from the smelter or refiner and mineral origin. We have limited visibility beyond our direct suppliers to entities within the supply chain. Therefore, we rely principally on our direct suppliers to provide us with sourcing information.
Due Diligence Overview
We undertook due diligence on the source and chain of custody of the Conflict Minerals we use when providing packaging services using tools and relying on information provided by the Responsible Minerals Initiative (RMI), an industry group that works to address Conflict Minerals issues within supply chains. One RMI tool we used was the Conflict Minerals Reporting Template (CMRT), which facilitates the collection of information on the source of Conflict Minerals. We also relied on information from the Responsible Minerals Assurance Process (RMAP), a voluntary initiative managed by the RMI, in which an independent third party validates the conflict minerals management procedures of a smelter or refiner to determine, with reasonable confidence, that the minerals it processes were sourced responsibly. If a smelter or refiner has committed to undergo an RMAP assessment, completed the relevant documents, and scheduled the RMAP assessment, they are designated by the RMI as “Active”. Upon completion of a successful audit, the smelter or refiner is designated by the RMI as “Conformant”.
Due Diligence Design
We designed our due diligence to conform to an internationally recognized due diligence framework, the Organisation for Economic Co-operation and Development (OECD), Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas, Third Edition, and related supplements on Tin, Tantalum and Tungsten and on Gold (collectively, the “OECD Framework”).
Due Diligence Performed
The OECD Framework provides a five-step outline for risk-based due diligence in the mineral supply chain. Using the OECD Framework, we list below the actions taken to exercise due diligence on the source of Conflict Minerals we used when providing packaging services.
Step 1 - Establish Strong Management Systems
•Adopted and revised as needed our Responsible Minerals Sourcing Policy, which states our goal to source Conflict Minerals responsibly and is located on the “About Us” tab of www.amkor.com, under “Social Responsibility”.
2 | ||
•Maintained an internal team to implement our Responsible Minerals Sourcing Policy, which includes members from the Procurement, Legal, and Quality Assurance teams, and reported program activities to Executive Management.
•Updated processes and procedures as appropriate to meet the requirements of our Responsible Minerals Sourcing Policy.
•Enforced the requirement that our direct suppliers undertake due diligence to achieve a conformant supply chain.
•Maintained our record retention practice for records related to the sourcing of Conflict Minerals.
•Continued our existing grievance system where suppliers can raise a question or make a report on ethical or legal issues, including issues relating to Conflict Minerals.
Step 2 - Identify and Assess Risks in the Supply Chain
•Conducted a supply chain survey of our direct suppliers of Conflict Minerals using the CMRT to identify the smelters, refiners and/or mines of origin of Conflict Minerals.
•Compared smelters, refiners and/or mines of origin identified by our direct suppliers against the list of smelters, refiners and mineral sourcing information that have received a “Conformant” designation by the RMAP.
•Performed reviews of select suppliers to evaluate the reasonableness of responses received and alignment with the OECD Framework.
Step 3 - Design and Implement a Strategy to Respond to Identified Risks
•Updated our annual risk management plan designed to mitigate the risk that our direct suppliers do not meet our expectations to achieve a conformant supply chain.
•Conducted training and communicated periodically with our direct suppliers to increase awareness of our goal to achieve a conflict free supply chain and to reduce the risk of inaccurate information received from our suppliers.
•Contacted a portion of smelters and refiners within our supply chain to encourage them to maintain their participation in the RMAP or industry equivalent. Our outreach efforts included in person training and meetings with select smelters and industry associations.
•Reported information on the source and chain of custody of conflict minerals in our supply chain to Executive Management.
3 | ||
Step 4 - Carry Out Independent Third-party Audits of Smelter/Refiner’s Due Diligence Practices
•Maintained our membership in the RMI, an industry group that has implemented the RMAP to carry out independent Third-party Audits of a Smelter/Refiner’s Conflict Minerals Management Practices. As a member, we have relied on the results of the RMAP to provide smelter, refiner, and mineral sourcing information on the Conflict Minerals we used when providing packaging services.
Step 5 - Report Annually on Supply Chain Due Diligence
•Published the results of our supply chain due diligence within our 2020 Form SD and Conflict Minerals Report, which is located on the “Investors” tab of www.amkor.com under “Financial Information, SEC Filings”.
Due Diligence Results
The results of our due diligence indicate that the sources of Conflict Minerals are (1) from recycled or scrap materials, (2) from within the Democratic Republic of the Congo or adjoining countries (the “Covered Countries”), or (3) from outside the Covered Countries. We received responses from all our direct suppliers subject to our supply chain survey for 2020. Collectively, their responses listed 235 smelters and refiners within their supply chains as of December 31, 2020. Of this amount, the RMAP has designated 234 smelters and refiners as Conformant and one refiner as Active as of December 31, 2020.
The following tables list the population of smelters, refiners, and origin of Conflict Minerals within our supply chain for 2020. Our efforts to determine this population are described above under the caption “Due Diligence Performed”. The information presented is derived from information provided by our direct suppliers and the RMI.
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Smelters and Refiners Processing Conflict Minerals | ||||||||
Mineral | Smelter and Refiner Name | Country Location | ||||||
Gold | 8853 S.p.A. | Italy | ||||||
Gold | Advanced Chemical Company | United States of America | ||||||
Gold | Aida Chemical Industries Co., Ltd. | Japan | ||||||
Gold | Al Etihad Gold Refinery DMCC | United Arab Emirates | ||||||
Gold | Allgemeine Gold-und Silberscheideanstalt A.G. | Germany | ||||||
Gold | Almalyk Mining and Metallurgical Complex (AMMC) | Uzbekistan | ||||||
Gold | AngloGold Ashanti Corrego do Sitio Mineracao | Brazil | ||||||
Gold | Argor-Heraeus S.A. | Switzerland | ||||||
Gold | Asahi Pretec Corp. | Japan | ||||||
Gold | Asahi Refining Canada Ltd. | Canada | ||||||
Gold | Asahi Refining USA Inc. | United States of America | ||||||
Gold | Asaka Riken Co., Ltd. | Japan | ||||||
Gold | AU Traders and Refiners | South Africa | ||||||
Gold | Aurubis AG | Germany | ||||||
Gold | Bangalore Refinery | India | ||||||
Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | Philippines | ||||||
Gold | Boliden AB | Sweden | ||||||
Gold | C. Hafner GmbH + Co. KG | Germany | ||||||
Gold | CCR Refinery - Glencore Canada Corporation | Canada | ||||||
Gold | Cendres + Metaux S.A. | Switzerland | ||||||
Gold | Chimet S.p.A. | Italy | ||||||
Gold | Chugai Mining | Japan | ||||||
Gold | DODUCO Contacts and Refining GmbH | Germany | ||||||
Gold | Dowa | Japan | ||||||
Gold | DS PRETECH Co., Ltd. | Korea, Republic of | ||||||
Gold | DSC (Do Sung Corporation) | Korea, Republic of | ||||||
Gold | Eco-System Recycling Co., Ltd. East Plant | Japan | ||||||
Gold | Eco-System Recycling Co., Ltd. North Plant | Japan | ||||||
Gold | Eco-System Recycling Co., Ltd. West Plant | Japan | ||||||
Gold | Emirates Gold DMCC | United Arab Emirates | ||||||
5 | ||
| Smelters and Refiners Processing Conflict Minerals | ||||||||
| Mineral | Smelter and Refiner Name | Country Location | ||||||
Gold | Geib Refining Corporation | United States of America | ||||||
Gold | Gold Refinery of Zijin Mining Group Co., Ltd. | China | ||||||
Gold | Heimerle + Meule GmbH | Germany | ||||||
Gold | Heraeus Metals Hong Kong Ltd. | China | ||||||
Gold | Heraeus Precious Metals GmbH & Co. KG | Germany | ||||||
Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | China | ||||||
Gold | Ishifuku Metal Industry Co., Ltd. | Japan | ||||||
Gold | Istanbul Gold Refinery | Turkey | ||||||
Gold | Italpreziosi | Italy | ||||||
Gold | Japan Mint | Japan | ||||||
Gold | Jiangxi Copper Co., Ltd. | China | ||||||
Gold | JSC Uralelectromed | Russian Federation | ||||||
Gold | JX Nippon Mining & Metals Co., Ltd. | Japan | ||||||
Gold | Kazzinc | Kazakhstan | ||||||
Gold | Kennecott Utah Copper LLC | United States of America | ||||||
Gold | KGHM Polska Miedz Spolka Akcyjna | Poland | ||||||
Gold | Kojima Chemicals Co., Ltd. | Japan | ||||||
Gold | Korea Zinc Co., Ltd. | Korea, Republic of | ||||||
Gold | Kyrgyzaltyn JSC | Kyrgyzstan | ||||||
Gold | L'Orfebre S.A. | Andorra | ||||||
Gold | LS-NIKKO Copper Inc. | Korea, Republic of | ||||||
Gold | LT Metal Ltd. | Korea, Republic of | ||||||
Gold | Marsam Metals | Brazil | ||||||
Gold | Materion | United States of America | ||||||
Gold | Matsuda Sangyo Co., Ltd. | Japan | ||||||
Gold | Metalor Technologies (Hong Kong) Ltd. | China | ||||||
Gold | Metalor Technologies (Singapore) Pte., Ltd. | Singapore | ||||||
Gold | Metalor Technologies (Suzhou) Ltd. | China | ||||||
Gold | Metalor Technologies S.A. | Switzerland | ||||||
Gold | Metalor USA Refining Corporation | United States of America | ||||||
6 | ||
Smelters and Refiners Processing Conflict Minerals | ||||||||
Mineral | Smelter and Refiner Name | Country Location | ||||||
Gold | Metalurgica Met-Mex Penoles S.A. De C.V. | Mexico | ||||||
Gold | Mitsubishi Materials Corporation | Japan | ||||||
Gold | Mitsui Mining and Smelting Co., Ltd. | Japan | ||||||
Gold | MMTC-PAMP India Pvt., Ltd. | India | ||||||
Gold | Moscow Special Alloys Processing Plant | Russian Federation | ||||||
Gold | Nadir Metal Rafineri San. Ve Tic. A.S. | Turkey | ||||||
Gold | Navoi Mining and Metallurgical Combinat | Uzbekistan | ||||||
Gold | Nihon Material Co., Ltd. | Japan | ||||||
Gold | Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH | Austria | ||||||
Gold | Ohura Precious Metal Industry Co., Ltd. | Japan | ||||||
Gold | OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) | Russian Federation | ||||||
Gold | OJSC Novosibirsk Refinery | Russian Federation | ||||||
Gold | PAMP S.A. | Switzerland | ||||||
Gold | Planta Recuperadora de Metales SpA | Chile | ||||||
Gold | Prioksky Plant of Non-Ferrous Metals | Russian Federation | ||||||
Gold | PT Aneka Tambang (Persero) Tbk | Indonesia | ||||||
Gold | PX Precinox S.A. | Switzerland | ||||||
Gold | Rand Refinery (Pty) Ltd. | South Africa | ||||||
Gold | REMONDIS PMR B.V. | Netherlands | ||||||
Gold | Royal Canadian Mint | Canada | ||||||
Gold | SAAMP | France | ||||||
Gold | Safimet S.p.A | Italy | ||||||
Gold | SAFINA A.S. | Czechia | ||||||
Gold | Samduck Precious Metals | Korea, Republic of | ||||||
Gold | SAXONIA Edelmetalle GmbH | Germany | ||||||
Gold | SEMPSA Joyeria Plateria S.A. | Spain | ||||||
Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | China | ||||||
Gold | Sichuan Tianze Precious Metals Co., Ltd. | China | ||||||
Gold | Singway Technology Co., Ltd. | Taiwan | ||||||
Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | Russian Federation | ||||||
7 | ||
| Smelters and Refiners Processing Conflict Minerals | ||||||||
| Mineral | Smelter and Refiner Name | Country Location | ||||||
Gold | Solar Applied Materials Technology Corp. | Taiwan | ||||||
Gold | Sumitomo Metal Mining Co., Ltd. | Japan | ||||||
Gold | SungEel HiMetal Co., Ltd. | Korea, Republic of | ||||||
Gold | T.C.A S.p.A | Italy | ||||||
Gold | Tanaka Kikinzoku Kogyo K.K. | Japan | ||||||
Gold | The Refinery of Shandong Gold Mining Co., Ltd. | China | ||||||
Gold | Tokuriki Honten Co., Ltd. | Japan | ||||||
Gold | TOO Tau-Ken-Altyn | Kazakhstan | ||||||
Gold | Torecom | Korea, Republic of | ||||||
Gold | Umicore Precious Metals Thailand | Thailand | ||||||
Gold | Umicore S.A. Business Unit Precious Metals Refining | Belgium | ||||||
Gold | United Precious Metal Refining, Inc. | United States of America | ||||||
Gold | Valcambi S.A. | Switzerland | ||||||
Gold | Western Australian Mint (T/a The Perth Mint) | Australia | ||||||
Gold | WIELAND Edelmetalle GmbH | Germany | ||||||
Gold | Yamakin Co., Ltd. | Japan | ||||||
Gold | Yokohama Metal Co., Ltd. | Japan | ||||||
Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | China | ||||||
Tantalum | Asaka Riken Co., Ltd. | Japan | ||||||
Tantalum | Changsha South Tantalum Niobium Co., Ltd. | China | ||||||
Tantalum | D Block Metals, LLC | United States of America | ||||||
Tantalum | Exotech Inc. | United States of America | ||||||
Tantalum | F&X Electro-Materials Ltd. | China | ||||||
Tantalum | FIR Metals & Resource Ltd. | China | ||||||
Tantalum | Global Advanced Metals Aizu | Japan | ||||||
Tantalum | Global Advanced Metals Boyertown | United States of America | ||||||
Tantalum | Guangdong Zhiyuan New Material Co., Ltd. | China | ||||||
Tantalum | H.C. Starck Co., Ltd. | Thailand | ||||||
Tantalum | H.C. Starck Hermsdorf GmbH | Germany | ||||||
Tantalum | H.C. Starck Inc. | United States of America | ||||||
8 | ||
| Smelters and Refiners Processing Conflict Minerals | ||||||||
| Mineral | Smelter and Refiner Name | Country Location | ||||||
Tantalum | H.C. Starck Ltd. | Japan | ||||||
Tantalum | H.C. Starck Smelting GmbH & Co. KG | Germany | ||||||
Tantalum | H.C. Starck Tantalum and Niobium GmbH | Germany | ||||||
Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | China | ||||||
Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | China | ||||||
Tantalum | Jiangxi Tuohong New Raw Material | China | ||||||
Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | China | ||||||
Tantalum | Jiujiang Tanbre Co., Ltd. | China | ||||||
Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | China | ||||||
Tantalum | KEMET Blue Metals | Mexico | ||||||
Tantalum | LSM Brasil S.A. | Brazil | ||||||
Tantalum | Metallurgical Products India Pvt., Ltd. | India | ||||||
Tantalum | Mineracao Taboca S.A. | Brazil | ||||||
Tantalum | Mitsui Mining and Smelting Co., Ltd. | Japan | ||||||
Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | China | ||||||
Tantalum | NPM Silmet AS | Estonia | ||||||
Tantalum | PRG Dooel | North Macedonia | ||||||
Tantalum | QuantumClean | United States of America | ||||||
Tantalum | Resind Industria e Comercio Ltda. | Brazil | ||||||
Tantalum | Solikamsk Magnesium Works OAO | Russian Federation | ||||||
Tantalum | Taki Chemical Co., Ltd. | Japan | ||||||
Tantalum | Telex Metals | United States of America | ||||||
Tantalum | Ulba Metallurgical Plant JSC | Kazakhstan | ||||||
Tantalum | XinXing HaoRong Electronic Material Co., Ltd. | China | ||||||
Tantalum | Yanling Jincheng Tantalum & Niobium Co., Ltd. | China | ||||||
Tin | Alpha | United States of America | ||||||
Tin | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | China | ||||||
Tin | Chifeng Dajingzi Tin Industry Co., Ltd. | China | ||||||
Tin | China Tin Group Co., Ltd. | China | ||||||
Tin | Dowa | Japan | ||||||
9 | ||
| Smelters and Refiners Processing Conflict Minerals | ||||||||
| Mineral | Smelter and Refiner Name | Country Location | ||||||
Tin | EM Vinto | Bolivia | ||||||
Tin | Fenix Metals | Poland | ||||||
Tin | Gejiu Fengming Metallurgy Chemical Plant | China | ||||||
Tin | Gejiu Kai Meng Industry and Trade LLC | China | ||||||
Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | China | ||||||
Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | China | ||||||
Tin | Gejiu Zili Mining and Metallurgy Co., Ltd. | China | ||||||
Tin | Guangdong Hanhe Non-Ferrous Metal Co., Ltd. | China | ||||||
Tin | HuiChang Hill Tin Industry Co., Ltd. | China | ||||||
Tin | Jiangxi New Nanshan Technology Ltd. | China | ||||||
Tin | Luna Smelter, Ltd. | Rwanda | ||||||
Tin | Ma'anshan Weitai Tin Co., Ltd. | China | ||||||
Tin | Magnu's Minerais Metais e Ligas Ltda. | Brazil | ||||||
Tin | Malaysia Smelting Corporation (MSC) | Malaysia | ||||||
Tin | Melt Metais e Ligas S.A. | Brazil | ||||||
Tin | Metallic Resources, Inc. | United States of America | ||||||
Tin | Metallo Belgium N.V. | Belgium | ||||||
Tin | Metallo Spain S.L.U. | Spain | ||||||
Tin | Mineracao Taboca S.A. | Brazil | ||||||
Tin | Minsur | Peru | ||||||
Tin | Mitsubishi Materials Corporation | Japan | ||||||
Tin | O.M. Manufacturing (Thailand) Co., Ltd. | Thailand | ||||||
Tin | O.M. Manufacturing Philippines, Inc. | Philippines | ||||||
Tin | Operaciones Metalurgicas S.A. | Bolivia | ||||||
Tin | PT Artha Cipta Langgeng | Indonesia | ||||||
Tin | PT ATD Makmur Mandiri Jaya | Indonesia | ||||||
Tin | PT Babel Surya Alam Lestari | Indonesia | ||||||
Tin | PT Bangka Serumpun | Indonesia | ||||||
Tin | PT Menara Cipta Mulia | Indonesia | ||||||
Tin | PT Mitra Stania Prima | Indonesia | ||||||
10 | ||
| Smelters and Refiners Processing Conflict Minerals | ||||||||
| Mineral | Smelter and Refiner Name | Country Location | ||||||
Tin | PT Prima Timah Utama | Indonesia | ||||||
Tin | PT Rajawali Rimba Perkasa | Indonesia | ||||||
Tin | PT Rajehan Ariq | Indonesia | ||||||
Tin | PT Refined Bangka Tin | Indonesia | ||||||
Tin | PT Stanindo Inti Perkasa | Indonesia | ||||||
Tin | PT Timah Tbk Kundur | Indonesia | ||||||
Tin | PT Timah Tbk Mentok | Indonesia | ||||||
Tin | Resind Industria e Comercio Ltda. | Brazil | ||||||
Tin | Rui Da Hung | Taiwan | ||||||
Tin | Soft Metais Ltda. | Brazil | ||||||
Tin | Thai Nguyen Mining and Metallurgy Co., Ltd. | Viet Nam | ||||||
Tin | Thaisarco | Thailand | ||||||
Tin | Tin Technology & Refining | United States of America | ||||||
Tin | White Solder Metalurgia e Mineracao Ltda. | Brazil | ||||||
Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | China | ||||||
Tin | Yunnan Tin Company Limited | China | ||||||
Tin | Yunnan Yunfan Non-ferrous Metals Co., Ltd. | China | ||||||
Tungsten | A.L.M.T. Corp. | Japan | ||||||
Tungsten | ACL Metais Eireli | Brazil | ||||||
Tungsten | Asia Tungsten Products Vietnam Ltd. | Vietnam | ||||||
Tungsten | Chenzhou Diamond Tungsten Products Co., Ltd. | China | ||||||
Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | China | ||||||
Tungsten | Fujian Ganmin RareMetal Co., Ltd. | China | ||||||
Tungsten | Ganzhou Haichuang Tungsten Co., Ltd. | China | ||||||
Tungsten | Ganzhou Huaxing Tungsten Products Co., Ltd. | China | ||||||
Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | China | ||||||
Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | China | ||||||
Tungsten | Global Tungsten & Powders Corp. | United States of America | ||||||
Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | China | ||||||
Tungsten | H.C. Starck Smelting GmbH & Co. KG | Germany | ||||||
11 | ||
| Smelters and Refiners Processing Conflict Minerals | ||||||||
| Mineral | Smelter and Refiner Name | Country Location | ||||||
Tungsten | H.C. Starck Tungsten GmbH | Germany | ||||||
Tungsten | Hunan Chenzhou Mining Co., Ltd. | China | ||||||
Tungsten | Hunan Chunchang Nonferrous Metals Co., Ltd. | China | ||||||
Tungsten | Hydrometallurg, JSC | Russian Federation | ||||||
Tungsten | Japan New Metals Co., Ltd. | Japan | ||||||
Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | China | ||||||
Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | China | ||||||
Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | China | ||||||
Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | China | ||||||
Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | China | ||||||
Tungsten | Kennametal Fallon | United States of America | ||||||
Tungsten | Kennametal Huntsville | United States of America | ||||||
Tungsten | KGETS Co., Ltd. | Korea, Republic of | ||||||
Tungsten | Lianyou Metals Co., Ltd. | Taiwan | ||||||
Tungsten | Malipo Haiyu Tungsten Co., Ltd. | China | ||||||
Tungsten | Masan Tungsten Chemical LLC (MTC) | Vietnam | ||||||
Tungsten | Moliren Ltd. | Russian Federation | ||||||
Tungsten | Niagara Refining LLC | United States of America | ||||||
Tungsten | Philippine Chuangxin Industrial Co., Inc. | Philippines | ||||||
Tungsten | Unecha Refractory metals plant | Russian Federation | ||||||
Tungsten | Wolfram Bergbau und Hutten AG | Austria | ||||||
Tungsten | Woltech Korea Co., Ltd. | Korea, Republic of | ||||||
Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | China | ||||||
Tungsten | Xiamen Tungsten Co., Ltd. | China | ||||||
Tungsten | Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. | China | ||||||
12 | ||
| Countries of Origin for Conflict Minerals, To the Extent Known | ||||||||
Argentina | Guyana | Russian Federation | ||||||
Australia | India | Rwanda | ||||||
Austria | Indonesia | Sierra Leone | ||||||
Benin | Japan | Somaliland | ||||||
Bolivia | Kazakhstan | South Africa | ||||||
Brazil | Laos | Spain | ||||||
Burundi | Madagascar | Swaziland | ||||||
Canada | Malaysia | Taiwan | ||||||
China | Mexico | Tanzania | ||||||
Colombia | Mongolia | Thailand | ||||||
Congo, Democratic Republic of the | Mozambique | Uganda | ||||||
Ecuador | Myanmar | United Kingdom | ||||||
Eritrea | Namibia | United States of America | ||||||
Ethiopia | Niger | Uzbekistan | ||||||
France | Nigeria | Venezuela | ||||||
Germany | Peru | Vietnam | ||||||
Ghana | Portugal | Zimbabwe | ||||||
Guinea | ||||||||
Due Diligence Improvements
We plan to undertake the following steps in 2021 to build on our efforts to source Conflict Minerals responsibly:
•Continue our engagement with our direct suppliers with periodic communications, training and evaluation of smelter and refiner data provided.
•Maintain our efforts to identify the smelters and refiners within our supply chain by evaluating the information received from our direct suppliers and comparing it with updated information published by the RMI.
•Contact a portion of our smelters and refiners directly to encourage them to maintain their participation in the RMAP or industry equivalent.
•Continue our active involvement in the RMI and support industry efforts to improve the monitoring and reporting of supply chain activities.
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