SEC Filing | Amkor Technology

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SEC FORM 4 SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

KIM SUSAN Y

(Last)

(First)

(Middle)

C/O SIANA CARR O'CONNOR & LYNAM,

1500 EAST LANCASTER AVENUE

(Street)

PAOLI

19301-9713

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
AMKOR TECHNOLOGY, INC. [ AMKR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
	Officer (give title below)	X	Other (specify below)
Member of 10% owner group (5)

3. Date of Earliest Transaction (Month/Day/Year)
04/04/2022

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	04/04/2022		G	V	755,000⁽¹⁾	D	$0.00	3,328,065⁽²⁾⁽³⁾⁽⁴⁾	I	By Agnes C. Kim GRAT dtd 12/16/20
Common Stock								1,028,132⁽²⁾⁽³⁾⁽⁴⁾	I	By John T. Kim GRAT dtd 2/6/18
Common Stock								1,401,123⁽²⁾⁽³⁾⁽⁴⁾	I	By James J. Kim GRAT dtd 4/1/20
Common Stock								5,375,484	D
Common Stock								2,675,911⁽²⁾⁽³⁾⁽⁴⁾	I	By James J. Kim GRAT dtd 9/10/19
Common Stock								2,353,347⁽²⁾⁽³⁾⁽⁴⁾	I	By James J. Kim GRAT dtd 12/15/21
Common Stock								4,224,548⁽²⁾⁽³⁾⁽⁴⁾	I	By Susan Y. Kim GRATs
Common Stock								9,181,498⁽²⁾⁽³⁾⁽⁴⁾	I	By trusts (excl. GRATs)
Common Stock								19,484,809⁽²⁾⁽³⁾⁽⁴⁾	I	By Sujochil, LP
Common Stock								2,478,325⁽²⁾⁽³⁾⁽⁴⁾	I	By Sujoda Investments, LP
Common Stock								8,200,000⁽²⁾⁽³⁾⁽⁴⁾	I	By LLCs treated as corporations

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. On April 4, 2022, the Agnes C. Kim 2020-1 Qualified Annuity Trust U/A dated 12/16/20 distributed 755,000 shares of the Common Stock of Amkor Technology, Inc. (the "Issuer") to Agnes C. Kim. The Reporting Person is the sole trustee of the trust. Agnes C. Kim and the Reporting Person are mother and daughter.

2. The Reporting Person is (i) a trustee of trusts for the benefit of her immediate family members (other than grantor retained annuity trusts) which own 9,181,498 shares of the Issuer's Common Stock, (ii) a trustee of grantor retained annuity trusts created by members of her immediate family which own 10,786,578 shares of the Issuer's Common Stock, (iii) a trustee of grantor retained annuity trusts of which she was the settlor and is the sole annuitant which own 4,224,548 shares of the Issuer's Common stock, (iv) a general partner of a limited partnership which owns 19,484,809 shares of the Issuer's Common Stock, (v) a manager of limited liability companies being treated as corporations for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"),

3. (Continued from Footnote 2) which own 8,200,00 shares of the Issuer's Common Stock and (vi) a manager of a manager-managed limited liability company being treated as a limited partnership for purposes of Section 16 which owns 2,478,325 shares of the Issuer's Common Stock.

4. Pursuant to the Form 4 instructions, the Reporting Person is being treated as having a pecuniary interest in all of these shares. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of the Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities, except to the extent of the Reporting Person's pecuniary interest therein, for purposes of Section 16, or for any other purpose.

Remarks:

5. The Reporting Person states that the filing of this Form 4 shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities owned by the other members of the group, for the purpose of Section 16, or for any other purpose.

	/s/ Richard D. Rosen, Attorney-in-Fact	04/20/2022
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.