SD

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM SD

 

 

Specialized Disclosure Report

 

 

LOGO

Amkor Technology, Inc.

(Exact name of the registrant as specified in its charter)

 

 

 

Delaware   000-29472

(State or other jurisdiction of

incorporation or organization)

 

(Commission

File Number)

 

2045 East Innovation Circle, Tempe, AZ   85284
(Address of principal executive offices)   (Zip Code)

Mark N. Rogers  (480) 821-5000

(Name and telephone number, including area code, of the person to contact in connection with this report)

 

 

 

Check

the appropriate box to indicate the rule pursuant to which this form is being filed:

 

Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2021.

 

Rule 13q-1 under the Securities Exchange Act (17 CFR 240.13q-1) for the fiscal year ended                 .

 

 

 


Section 1 - Conflict Minerals Disclosure

Item 1.01 Conflict Minerals Disclosure and Report

Conflict Minerals Disclosure

This Specialized Disclosure Report on Securities and Exchange Commission (“SEC”) Form SD (this “Form SD”) is filed pursuant to Section 13(p) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and Rule 13p-1 thereunder, which implements Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Section 13(p) of the Exchange Act, Rule 13p-1 thereunder, and Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act collectively, the “Conflict Minerals Regulations”). Pursuant to the Conflict Minerals Regulations, Amkor Technology, Inc. (the “Company”) conducted a good faith Reasonable Country of Origin Inquiry in 2021 (the “RCOI”) on the sources of its Conflict Minerals (as defined in the Conflict Minerals Regulations) to determine whether the Conflict Minerals used when performing the Company’s semiconductor packaging services originated from the Democratic Republic of the Congo or an adjoining country (the “Covered Countries”) or are from recycled or scrap sources.

The Company conducted the RCOI with its direct suppliers using the Conflict Minerals Reporting Template (“CMRT”), a supply chain survey tool provided by the Responsible Minerals Initiative (“RMI”), an industry group that works to address Conflict Minerals issues within supply chains. The CMRT requests direct suppliers to identify the smelters, refiners, and countries of origin of the Conflict Minerals in their products. The Company relied primarily on responses received from its direct suppliers and information provided by the RMI to identify sources of the Conflict Minerals used by the Company.

Based on the responses to the Company’s RCOI, the Company knows or has reason to believe that a portion of the Conflict Minerals used by the Company originated or may have originated from the Covered Countries or may not be solely from recycled or scrap sources.

In accordance with the Conflict Minerals Regulations, the Company’s Conflict Minerals Report for the year ended December 31, 2021 (the “CMR”) is attached to this Form SD as Exhibit 1.01 and is incorporated into this Form SD by reference. Both reports are available on our website under the heading “Financial Information > SEC Filings” at https://ir.amkor.com. This Form SD and Exhibit 1.01 contain references to the Company’s website. The information on the Company’s website is not incorporated by reference into this Form SD or the CMR, nor are they deemed “filed” with the SEC pursuant to the Exchange Act or the Securities Act of 1933, as amended.

Item 1.02 Exhibit

Information concerning Conflict Minerals required by the Conflict Minerals Regulations is included in Exhibit 1.01 to this Form SD.

 

2


Section 2 - Resource Extraction Issuer Disclosure

Item 2.01 Resource Extraction Issuer Disclosure and Report

Not applicable.

Section 3 - Exhibits

Item  3.01 Exhibits

Exhibit 1.01 - Conflict Minerals Report for the reporting period January 1, 2021 to December  31, 2021, as required by Items 1.01 and 1.02 of this Form.

 

3


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.

 

Amkor Technology, Inc.
(Registrant)

 

/s/ Mark N. Rogers     May 20, 2022
Mark N. Rogers, Executive Vice President, General Counsel, and Corporate Secretary     Date

 

 

4

EX-1.01

Exhibit 1.01

LOGO

Conflict Minerals Report of Amkor Technology, Inc.

This Conflict Minerals Report for the year ended December 31, 2021 (this “Report”) of Amkor Technology, Inc. (the “Company,” “Amkor,” “we,” or “us”) contains forward-looking statements within the meaning of the federal securities laws. You are cautioned not to place undue reliance on forward-looking statements, which are often characterized by terminology such as “may,” “will,” “should,” “expects,” “plans,” “anticipates,” “believes,” “estimates,” “predicts,” “potential,” “continue,” or “intend,” by the negative of these terms or other comparable terminology, or by discussions of strategy, plans, or intentions. These forward-looking statements include risks, uncertainties, assumptions, and other factors, including, among other things, our customers’ requirements to use certain suppliers, our suppliers’ responsiveness and cooperation with our due diligence efforts, our ability to implement improvements in our Conflict Minerals (as defined below) program, changes to the sourcing status of smelters and refiners in our supply chain, and our ability to identify and mitigate related risks in our supply chain, that could affect future results or cause actual results and events to differ materially from historical and expected results and those expressed or implied in the forward-looking statements. Other important risk factors that could affect the outcome of the events set forth in these statements and that could affect our operating results and financial condition are discussed in the Company’s Annual Report on Form 10-K for the year ended December 31, 2021 (the “Form 10-K”) and in the Company’s subsequent reports filed with or furnished to the Securities and Exchange Commission (“SEC”) prior to or after the date hereof. You should carefully consider the trends, risks, and uncertainties described in this Report, the Form 10-K, and other reports filed with or furnished to the SEC before making any investment decision with respect to our securities. If any of the trends, risks, or uncertainties described in this Report or elsewhere in our SEC reports actually occurs or continues, our business, financial condition, or operating results could be materially adversely affected, the trading prices of our securities could decline, and you could lose part or all of your investment. All forward-looking statements in this Report are made based on our current expectations, forecasts, estimates, and assumptions. Amkor undertakes no obligation to review or update any forward-looking statements to reflect events or circumstances occurring after the date of this Report except as may be required by law. All forward-looking statements attributable to us or persons acting on our behalf are expressly qualified in their entirety by this cautionary statement.

This Report was prepared in accordance with Section 13(p) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and Rule 13p-1 thereunder, which implements Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Section 13(p) of the Exchange Act, Rule 13p-1 thereunder, and Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act collectively, the “Conflict Minerals Regulations”).

 

5


Business Overview

Amkor is one of the world’s leading providers of outsourced semiconductor packaging and test services. Our packaging and test services are designed to meet application and chip specific requirements including: the required type of interconnect technology; size; thickness; and electrical, mechanical, and thermal performance. Some of the materials we use when providing packaging services contain tantalum, tin, tungsten, or gold (collectively, “Conflict Minerals”). Test services involve checking that a packaged die meets its design and performance specifications and do not involve the use of Conflict Minerals.

The supply chain that provides us with Conflict Minerals is divided into upstream and downstream entities. An upstream entity is between the mine of origin and the smelter or refiner and includes miners, local traders, exporters from the country of mineral origin, international concentrate traders, mineral processors, smelters, and refiners. A downstream entity is between the smelter or refiner and the retailer and includes metal traders and exchanges, component manufacturers, product manufacturers, original equipment manufacturers, and retailers.

Amkor is a downstream entity and is typically several tiers removed from the smelter or refiner and mineral origin. We have limited visibility beyond our direct suppliers to entities within the supply chain. Therefore, we rely principally on our direct suppliers to provide us with sourcing information.

Due Diligence Overview

We undertook due diligence on the source and chain of custody of the Conflict Minerals we use when providing packaging services using tools and relying on information provided by the Responsible Minerals Initiative (the “RMI”), an industry group that works to address Conflict Minerals issues within supply chains. One RMI tool we used as part of our due diligence was the Conflict Minerals Reporting Template (“CMRT”), which facilitates the collection of information on the source of Conflict Minerals. We also relied on information from the Responsible Minerals Assurance Process (“RMAP”), a voluntary initiative managed by the RMI, in which an independent third party validates the Conflict Minerals management procedures of a smelter or refiner to determine, with reasonable confidence, that the minerals it processes were sourced responsibly. If a smelter or refiner has committed to undergo an RMAP assessment, completed the relevant documents, and scheduled the RMAP assessment, they are designated by the RMI as “Active.” Upon completion of a successful audit, the smelter or refiner is designated by the RMI as “Conformant.”

Due Diligence Design

We designed our due diligence to conform to an internationally recognized due diligence framework, the Organisation for Economic Co-operation and Development (OECD), Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas, Third Edition, and related supplements on Tin, Tantalum and Tungsten and on Gold (collectively, the “OECD Framework”).

 

6


Due Diligence Performed

The OECD Framework provides a five-step outline for risk-based due diligence in the mineral supply chain. Using the OECD Framework, we list below the actions taken to exercise due diligence on the source of Conflict Minerals we used when providing packaging services.

Step 1 - Establish Strong Management Systems

 

   

Adopted and revised as needed our Responsible Minerals Sourcing Policy, which states our goal to source Conflict Minerals responsibly and is located on the “About Us” tab of www.amkor.com, under “Social Responsibility.”

 

   

Maintained an internal team to implement our Responsible Minerals Sourcing Policy, which includes members from the Procurement, Legal, and Quality Assurance teams, and reported program activities to Executive Management.

 

   

Updated processes and procedures as appropriate to meet the requirements of our Responsible Minerals Sourcing Policy.

 

   

Enforced the requirement that our direct suppliers undertake due diligence to achieve a conformant supply chain.

 

   

Maintained our record retention practice for records related to the sourcing of Conflict Minerals.

 

   

Continued our existing grievance system where suppliers can raise a question or make a report on ethical or legal issues, including issues relating to Conflict Minerals.

Step 2 - Identify and Assess Risks in the Supply Chain

 

   

Conducted a supply chain survey of our direct suppliers of Conflict Minerals using the CMRT to identify the smelters, refiners, and/or mines of origin of Conflict Minerals.

 

   

Compared smelters, refiners, and/or mines of origin identified by our direct suppliers against the list of smelters, refiners, and mineral sourcing information that have received a “Conformant” designation by the RMAP.

 

   

Performed reviews of select suppliers to evaluate the reasonableness of responses received and alignment with the OECD Framework.

Step 3 - Design and Implement a Strategy to Respond to Identified Risks

 

   

Updated our annual risk management plan designed to mitigate the risk that our direct suppliers do not meet our expectations to achieve a conformant supply chain.

 

7


   

Conducted training and communicated periodically with our direct suppliers to increase awareness of our goal to achieve a conformant supply chain and to reduce the risk of inaccurate information received from our suppliers.

 

   

Contacted a portion of smelters and refiners within our supply chain to encourage them to maintain their participation in the RMAP or industry equivalent. Our outreach efforts included in person training and meetings with select smelters and industry associations.

 

   

Reported information on the source and chain of custody of Conflict Minerals in our supply chain to Executive Management.

Step 4 - Carry Out Independent Third-party Audits of Smelter’s/Refiner’s Due Diligence Practices

 

   

Maintained our membership in the RMI, an industry group that has implemented the RMAP to carry out independent third-party audits of a smelter’s or refiner’s Conflict Minerals management practices. As a member, we have relied on the results of the RMAP to provide smelter, refiner, and mineral sourcing information on the Conflict Minerals we used when providing packaging services.

Step 5 - Report Annually on Supply Chain Due Diligence

 

   

Published the results of our supply chain due diligence in our Form SD for the year ended December 31, 2021 and this Report, which are available on our website under the heading “Financial Information > SEC Filings” at https://ir.amkor.com.

Due Diligence Results

The results of our due diligence indicate that the sources of Conflict Minerals are (1) from recycled or scrap materials, (2) from within the Democratic Republic of the Congo or adjoining countries (the “Covered Countries”), or (3) from outside the Covered Countries. We received responses from all our direct suppliers subject to our supply chain survey for 2021. Collectively, their responses identified 235 smelters and refiners within their supply chains as of December 31, 2021. As of December 31, 2021, the RMAP had designated 232 of those smelters and refiners as Conformant and three smelters as Active.

The following tables list the population of smelters, refiners, and origin of Conflict Minerals within our supply chain for 2021. Our efforts to determine this population are described above under the caption “Due Diligence Performed.” The information presented is derived from information provided by our direct suppliers and the RMI.

 

8


Smelters and Refiners Processing Conflict Minerals

 

Mineral

  

Smelter and Refiner Name

  

Country Location

Gold    8853 S.p.A.    Italy
Gold    Advanced Chemical Company    United States of America
Gold    Aida Chemical Industries Co., Ltd.    Japan
Gold    Al Etihad Gold Refinery DMCC    United Arab Emirates
Gold    Allgemeine Gold-und Silberscheideanstalt A.G.    Germany
Gold    Almalyk Mining and Metallurgical Complex (AMMC)    Uzbekistan
Gold    AngloGold Ashanti Corrego do Sitio Mineracao    Brazil
Gold    Argor-Heraeus S.A.    Switzerland
Gold    Asahi Pretec Corp.    Japan
Gold    Asahi Refining Canada Ltd.    Canada
Gold    Asahi Refining USA Inc.    United States of America
Gold    Asaka Riken Co., Ltd.    Japan
Gold    Aurubis AG    Germany
Gold    Bangalore Refinery    India
Gold    Bangko Sentral ng Pilipinas (Central Bank of the Philippines)    Philippines
Gold    Boliden AB    Sweden
Gold    C. Hafner GmbH + Co. KG    Germany
Gold    CCR Refinery - Glencore Canada Corporation    Canada
Gold    Cendres + Metaux S.A.    Switzerland
Gold    Chimet S.p.A.    Italy
Gold    Chugai Mining    Japan
Gold    Dowa    Japan
Gold    DSC (Do Sung Corporation)    Korea, Republic Of
Gold    Eco-System Recycling Co., Ltd. East Plant    Japan
Gold    Eco-System Recycling Co., Ltd. North Plant    Japan
Gold    Eco-System Recycling Co., Ltd. West Plant    Japan
Gold    Emirates Gold DMCC    United Arab Emirates
Gold    Geib Refining Corporation    United States of America
Gold    Gold Refinery of Zijin Mining Group Co., Ltd.    China
Gold    Heimerle + Meule GmbH    Germany
Gold    Heraeus Germany GmbH Co. KG    Germany
Gold    Heraeus Metals Hong Kong Ltd.    China
Gold    Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.    China
Gold    Ishifuku Metal Industry Co., Ltd.    Japan
Gold    Istanbul Gold Refinery    Turkey
Gold    Italpreziosi    Italy
Gold    Japan Mint    Japan
Gold    Jiangxi Copper Co., Ltd.    China
Gold    JSC Novosibirsk Refinery**    Russian Federation

 

9


Smelters and Refiners Processing Conflict Minerals

 

Mineral

  

Smelter and Refiner Name

  

Country Location

Gold    JSC Uralelectromed**    Russian Federation
Gold    JX Nippon Mining & Metals Co., Ltd.    Japan
Gold    Kazzinc    Kazakhstan
Gold    Kennecott Utah Copper LLC    United States of America
Gold    KGHM Polska Miedz Spolka Akcyjna    Poland
Gold    Kojima Chemicals Co., Ltd.    Japan
Gold    Korea Zinc Co., Ltd.    Korea, Republic Of
Gold    L’Orfebre S.A.    Andorra
Gold    LS-NIKKO Copper Inc.    Korea, Republic Of
Gold    LT Metal Ltd.    Korea, Republic Of
Gold    Marsam Metals    Brazil
Gold    Materion    United States of America
Gold    Matsuda Sangyo Co., Ltd.    Japan
Gold    Metal Concentrators SA (Pty) Ltd.    South Africa
Gold    Metalor Technologies (Hong Kong) Ltd.    China
Gold    Metalor Technologies (Singapore) Pte., Ltd.    Singapore
Gold    Metalor Technologies (Suzhou) Ltd.    China
Gold    Metalor Technologies S.A.    Switzerland
Gold    Metalor USA Refining Corporation    United States of America
Gold    Metalurgica Met-Mex Penoles S.A. De C.V.    Mexico
Gold    Mitsubishi Materials Corporation    Japan
Gold    Mitsui Mining and Smelting Co., Ltd.    Japan
Gold    MMTC-PAMP India Pvt., Ltd.    India
Gold    Moscow Special Alloys Processing Plant**    Russian Federation
Gold    Nadir Metal Rafineri San. Ve Tic. A.S.    Turkey
Gold    Navoi Mining and Metallurgical Combinat    Uzbekistan
Gold    NH Recytech Company    Korea, Republic Of
Gold    Nihon Material Co., Ltd.    Japan
Gold    Ogussa Osterreichische Gold- und Silber- Scheideanstalt GmbH    Austria
Gold    Ohura Precious Metal Industry Co., Ltd.    Japan
Gold    OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastsvetmet)**    Russian Federation
Gold    PAMP S.A.    Switzerland
Gold    Planta Recuperadora de Metales SpA    Chile
Gold    Prioksky Plant of Non-Ferrous Metals**    Russian Federation
Gold    PT Aneka Tambang (Persero) Tbk    Indonesia
Gold    PX Precinox S.A.    Switzerland
Gold    Rand Refinery (Pty) Ltd.    South Africa
Gold    REMONDIS PMR B.V.    Netherlands
Gold    Royal Canadian Mint    Canada

 

10


Smelters and Refiners Processing Conflict Minerals

 

Mineral

  

Smelter and Refiner Name

  

Country Location

Gold    SAAMP    France
Gold    Safimet S.p.A    Italy
Gold    SAFINA A.S.    Czechia
Gold    Samduck Precious Metals    Korea, Republic Of
Gold    SEMPSA Joyeria Plateria S.A.    Spain
Gold    Shandong Gold Smelting Co., Ltd.    China
Gold    Shandong Zhaojin Gold & Silver Refinery Co., Ltd.    China
Gold    Sichuan Tianze Precious Metals Co., Ltd.    China
Gold    Singway Technology Co., Ltd.    Taiwan, Province of China
Gold    SOE Shyolkovsky Factory of Secondary Precious Metals**    Russian Federation
Gold    Solar Applied Materials Technology Corp.    Taiwan, Province of China
Gold    Sumitomo Metal Mining Co., Ltd.    Japan
Gold    SungEel HiMetal Co., Ltd.    Korea, Republic Of
Gold    T.C.A S.p.A    Italy
Gold    Tanaka Kikinzoku Kogyo K.K.    Japan
Gold    Tokuriki Honten Co., Ltd.    Japan
Gold    TOO Tau-Ken-Altyn    Kazakhstan
Gold    Torecom    Korea, Republic Of
Gold    Umicore Precious Metals Thailand    Thailand
Gold    Umicore S.A. Business Unit Precious Metals Refining    Belgium
Gold    United Precious Metal Refining, Inc.    United States of America
Gold    Valcambi S.A.    Switzerland
Gold    Western Australian Mint (T/a The Perth Mint)    Australia
Gold    WIELAND Edelmetalle GmbH    Germany
Gold    Yamakin Co., Ltd.    Japan
Gold    Yokohama Metal Co., Ltd.    Japan
Gold    Zhongyuan Gold Smelter of Zhongjin Gold Corporation    China
Tantalum    Changsha South Tantalum Niobium Co., Ltd.    China
Tantalum    D Block Metals, LLC    United States of America
Tantalum    F&X Electro-Materials Ltd.    China
Tantalum    FIR Metals & Resource Ltd.    China
Tantalum    Global Advanced Metals Aizu    Japan
Tantalum    Global Advanced Metals Boyertown    United States of America
Tantalum    Guangdong Rising Rare Metals-EO Materials Ltd.    China
Tantalum    H.C. Starck Hermsdorf GmbH    Germany
Tantalum    H.C. Starck Inc.    United States of America
Tantalum    Hengyang King Xing Lifeng New Materials Co., Ltd.    China
Tantalum    Jiangxi Dinghai Tantalum & Niobium Co., Ltd.    China
Tantalum    Jiangxi Tuohong New Raw Material    China

 

11


Smelters and Refiners Processing Conflict Minerals

 

Mineral

  

Smelter and Refiner Name

  

Country Location

Tantalum    JiuJiang JinXin Nonferrous Metals Co., Ltd.    China
Tantalum    Jiujiang Tanbre Co., Ltd.    China
Tantalum    Jiujiang Zhongao Tantalum & Niobium Co., Ltd.    China
Tantalum    KEMET de Mexico    Mexico
Tantalum    LSM Brasil S.A.    Brazil
Tantalum    Metallurgical Products India Pvt., Ltd.    India
Tantalum    Mineracao Taboca S.A.    Brazil
Tantalum    Mitsui Mining and Smelting Co., Ltd.    Japan
Tantalum    Ningxia Orient Tantalum Industry Co., Ltd.    China
Tantalum    NPM Silmet AS    Estonia
Tantalum    QuantumClean    United States of America
Tantalum    Resind Industria e Comercio Ltda.    Brazil
Tantalum    Solikamsk Magnesium Works OAO    Russian Federation
Tantalum    Taki Chemical Co., Ltd.    Japan
Tantalum    TANIOBIS Co., Ltd.    Thailand
Tantalum    TANIOBIS GmbH    Germany
Tantalum    TANIOBIS Japan Co., Ltd.    Japan
Tantalum    TANIOBIS Smelting GmbH & Co. KG    Germany
Tantalum    Telex Metals    United States of America
Tantalum    Ulba Metallurgical Plant JSC    Kazakhstan
Tantalum    XIMEI RESOURCES (GUANGDONG) LIMITED    China
Tantalum    XinXing HaoRong Electronic Material Co., Ltd.    China
Tantalum    Yanling Jincheng Tantalum & Niobium Co., Ltd.    China
Tin    Alpha    United States of America
Tin    Chenzhou Yun Xiang mining limited liability company    China
Tin    Chifeng Dajingzi Tin Industry Co., Ltd.    China
Tin    China Tin Group Co., Ltd.    China
Tin    CV Venus Inti Perkasa*    Indonesia
Tin    Dowa    Japan
Tin    EM Vinto    Bolivia (Plurinational State Of)
Tin    Fenix Metals    Poland
Tin    Gejiu Kai Meng Industry and Trade LLC**    China
Tin    Gejiu Non-Ferrous Metal Processing Co., Ltd.    China
Tin    Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.    China
Tin    Gejiu Zili Mining And Metallurgy Co., Ltd.    China
Tin    Guangdong Hanhe Non-Ferrous Metal Co., Ltd.    China
Tin    Jiangxi New Nanshan Technology Ltd.    China
Tin    Luna Smelter, Ltd.    Rwanda
Tin    Ma’anshan Weitai Tin Co., Ltd.    China
Tin    Magnu’s Minerais Metais e Ligas Ltda.    Brazil

 

12


Smelters and Refiners Processing Conflict Minerals

 

Mineral

  

Smelter and Refiner Name

  

Country Location

Tin    Malaysia Smelting Corporation (MSC)    Malaysia
Tin    Melt Metais e Ligas S.A.**    Brazil
Tin    Metallic Resources, Inc.    United States of America
Tin    Metallo Belgium N.V.    Belgium
Tin    Metallo Belgium N.V.    Brazil
Tin    Metallo Spain S.L.U.    Spain
Tin    Mineracao Taboca S.A.    Brazil
Tin    Minsur    Peru
Tin    Mitsubishi Materials Corporation    Japan
Tin    O.M. Manufacturing (Thailand) Co., Ltd.    Thailand
Tin    O.M. Manufacturing Philippines, Inc.    Philippines
Tin    Operaciones Metalurgicas S.A.    Bolivia (Plurinational State Of)
Tin    PT Artha Cipta Langgeng    Indonesia
Tin    PT ATD Makmur Mandiri Jaya    Indonesia
Tin    PT Babel Surya Alam Lestari    Indonesia
Tin    PT Bangka Serumpun    Indonesia
Tin    PT Menara Cipta Mulia    Indonesia
Tin    PT Mitra Stania Prima    Indonesia
Tin    PT Mitra Sukses Globalindo*    Indonesia
Tin    PT Prima Timah Utama    Indonesia
Tin    PT Rajawali Rimba Perkasa    Indonesia
Tin    PT Refined Bangka Tin    Indonesia
Tin    PT Sariwiguna Binasentosa    Indonesia
Tin    PT Stanindo Inti Perkasa    Indonesia
Tin    PT Timah Nusantara*    Indonesia
Tin    PT Timah Tbk Kundur    Indonesia
Tin    PT Timah Tbk Mentok    Indonesia
Tin    PT Tinindo Inter Nusa    Indonesia
Tin    Resind Industria e Comercio Ltda.    Brazil
Tin    Rui Da Hung    Taiwan, Province of China
Tin    PT Babel Inti Perkasa    Indonesia
Tin    Soft Metais Ltda.    Brazil
Tin    Thai Nguyen Mining and Metallurgy Co., Ltd.    Vietnam
Tin    Thaisarco    Thailand
Tin    Tin Technology & Refining    United States of America
Tin    White Solder Metalurgia e Mineracao Ltda.    Brazil
Tin    Yunnan Chengfeng Non-ferrous Metals Co., Ltd.    China
Tin    Yunnan Tin Company Limited    China
Tin    Yunnan Yunfan Non-ferrous Metals Co., Ltd.**    China
Tungsten    A.L.M.T. Corp.    Japan

 

13


Smelters and Refiners Processing Conflict Minerals

 

Mineral

  

Smelter and Refiner Name

  

Country Location

Tungsten    ACL Metais Eireli    Brazil
Tungsten    Asia Tungsten Products Vietnam Ltd.    Vietnam
Tungsten    Chenzhou Diamond Tungsten Products Co., Ltd.    China
Tungsten    China Molybdenum Tungsten Co., Ltd.    China
Tungsten    Chongyi Zhangyuan Tungsten Co., Ltd.    China
Tungsten    Cronimet Brasil Ltda    Brazil
Tungsten    Fujian Ganmin RareMetal Co., Ltd.    China
Tungsten    Ganzhou Haichuang Tungsten Co., Ltd.    China
Tungsten    Ganzhou Huaxing Tungsten Products Co., Ltd.    China
Tungsten    Ganzhou Jiangwu Ferrotungsten Co., Ltd.    China
Tungsten    Ganzhou Seadragon W & Mo Co., Ltd.    China
Tungsten    Global Tungsten & Powders Corp.    United States of America
Tungsten    Guangdong Xianglu Tungsten Co., Ltd.    China
Tungsten    H.C. Starck Tungsten GmbH    Germany
Tungsten    Hunan Chenzhou Mining Co., Ltd.    China
Tungsten    Hunan Chunchang Nonferrous Metals Co., Ltd.    China
Tungsten    Hydrometallurg, JSC    Russian Federation
Tungsten    Japan New Metals Co., Ltd.    Japan
Tungsten    Jiangwu H.C. Starck Tungsten Products Co., Ltd.    China
Tungsten    Jiangxi Gan Bei Tungsten Co., Ltd.    China
Tungsten    Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.    China
Tungsten    Jiangxi Xinsheng Tungsten Industry Co., Ltd.    China
Tungsten    Jiangxi Yaosheng Tungsten Co., Ltd.    China
Tungsten    Kennametal Fallon    United States of America
Tungsten    Kennametal Huntsville    United States of America
Tungsten    KGETS Co., Ltd.    Korea, Republic Of
Tungsten    Lianyou Metals Co., Ltd.    Taiwan, Province of China
Tungsten    Malipo Haiyu Tungsten Co., Ltd.    China
Tungsten    Masan High-Tech Materials    Vietnam
Tungsten    Moliren Ltd.    Russian Federation
Tungsten    Niagara Refining LLC    United States of America
Tungsten    Philippine Chuangxin Industrial Co., Inc.    Philippines
Tungsten    TANIOBIS Smelting GmbH & Co. KG    Germany
Tungsten    Unecha Refractory metals plant    Russian Federation
Tungsten    Wolfram Bergbau und Hutten AG    Austria
Tungsten    Xiamen Tungsten (H.C.) Co., Ltd.    China
Tungsten    Xiamen Tungsten Co., Ltd.    China
Tungsten    Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.    China

 

*

Denotes smelters and refiners that have been designated by the RMAP as “Active” as of December 31, 2021.

**

The smelter/refiner has changed its conformance status since December 31, 2021.

 

14


Countries of Origin for Conflict Minerals, To the Extent Known

 

Argentina    Guyana    Rwanda
Australia    India    Sierra Leone
Austria    Indonesia    South Africa
Belgium    Japan    South Korea
Bolivia (Plurinational State Of)    Laos    Spain
Brazil    Madagascar    Sweden
Burundi    Malaysia    Taiwan, Province of China
Canada    Mexico    Tanzania
China    Mongolia    Thailand
Colombia    Mozambique    Uganda
Congo, Democratic Republic of the    Myanmar    United Kingdom
Cuba*    Namibia    United States of America
Ethiopia    Nigeria    Uzbekistan
France    Peru    Venezuela
Germany    Philippines    Vietnam
Ghana    Portugal    Zimbabwe
Guinea    Russian Federation   

 

*

This country was identified in the aggregated list of potential countries of origin reported by RMI for the conformant smelters and refiners listed above. As Amkor’s direct suppliers generally provide smelter and refiner information at the company level, the aggregate information reported by RMI does not necessarily imply that minerals originating from this country are incorporated in the materials purchased by Amkor.

Due Diligence Improvements

We plan to undertake the following steps in 2022 to build on our efforts to source Conflict Minerals responsibly:

 

   

Continue engaging with our direct suppliers through periodic communications, training, and evaluation of the smelter and refiner data provided to us.

 

   

Maintain our efforts to identify the smelters and refiners within our supply chain by evaluating the information received from our direct suppliers and comparing it with updated information published by the RMI.

 

   

Contact a portion of our smelters and refiners directly to encourage them to maintain their participation in the RMAP or industry equivalent.

 

   

Continue our active involvement in the RMI and support industry efforts to improve the monitoring and reporting of supply chain activities.

 

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