SEC Form 4
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
|Estimated average burden|
|hours per response:
||Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
1. Name and Address of Reporting Person*
|C/O SIANA CARR O'CONNOR & LYNAM|
|1500 EAST LANCASTER AVENUE|
2. Issuer Name and Ticker or Trading Symbol
AMKOR TECHNOLOGY, INC.
[ AMKR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
||Officer (give title below)
||Other (specify below)
|Member of 10% owner group (2)|
3. Date of Earliest Transaction
4. If Amendment, Date of Original Filed
6. Individual or Joint/Group Filing (Check Applicable Line)
||Form filed by One Reporting Person
||Form filed by More than One Reporting Person
|Rule 10b5-1(c) Transaction Indication|
||Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
|Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned|
|1. Title of Security (Instr.
||2. Transaction Date
||2A. Deemed Execution Date, if any
||3. Transaction Code (Instr.
||4. Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr.
3 and 4)
||6. Ownership Form: Direct (D) or Indirect (I) (Instr.
||7. Nature of Indirect Beneficial Ownership (Instr.
||(A) or (D)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned|
(e.g., puts, calls, warrants, options, convertible securities)
|1. Title of Derivative Security (Instr.
||2. Conversion or Exercise Price of Derivative Security
||3. Transaction Date
||3A. Deemed Execution Date, if any
||4. Transaction Code (Instr.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
||6. Date Exercisable and Expiration Date
||7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
||8. Price of Derivative Security (Instr.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
||10. Ownership Form: Direct (D) or Indirect (I) (Instr.
||11. Nature of Indirect Beneficial Ownership (Instr.
||Amount or Number of Shares
|Explanation of Responses:|
||/s/ Brian D. Short, Attorney-in-Fact
||** Signature of Reporting Person
|Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.|
|* If the form is filed by more than one reporting person,
|** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).|
|Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
Instruction 6 for procedure.|
|Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.|
LIMITED POWER OF ATTORNEY
Know all by these presents, that each of the undersigned hereby makes,
constitutes and appoints Mark N. Rogers, Vincent Pecora, Brian D. Short and
Heike K. Sullivan (any of whom may act individually) as the true and lawful
attorney-in-fact of each of the undersigned, with full power and authority as
hereinafter described on behalf of and in the name, place and stead of each of
the undersigned to:
1) prepare, execute, acknowledge, deliver and file Forms 3, 4, and 5 (including
any amendments thereto) and any Schedule 13D (including any amendments thereto)
with respect to the securities of Amkor Technology, Inc., a Delaware corporation
(the "Company"), with the United States Securities and Exchange Commission, any
national securities exchanges and the Company, as considered necessary or
advisable under Section 16(a) of the Securities Exchange Act of 1934 and the
rules and regulations promulgated thereunder, as amended from time to time (the
"Exchange Act"), including obtaining any filing codes or reissuance of existing
filing codes, if necessary, in connection therewith;
2) seek or obtain, as the representative of each of the undersigned and on
behalf of each of the undersigned, information on transactions in the Company's
securities from any third party, including brokers, employee benefit plan
administrators and trustees, and the undersigned hereby authorizes any such
person to release any such information to such attorney-in-fact and approves and
ratifies any such release of information; and
3) perform any and all other acts which in the discretion of such
attorney-in-fact are necessary or desirable for and on behalf of the undersigned
in connection with the foregoing.
Each of the undersigned acknowledges that:
1) this Power of Attorney authorizes, but does not require, such
attorney-in-fact to act in his or her discretion on information provided to such
attorney-in-fact without independent verification of such information;
2) any documents prepared and/or executed by such attorney-in-fact on behalf of
any of the undersigned pursuant to this Power of Attorney will be in such form
and will contain such information and disclosure as such attorney-in-fact, in
his or her discretion, deems necessary or desirable;
3) neither the Company nor such attorney-in-fact assumes (i) any liability for
any of the undersigneds responsibility to comply with the requirements of the
Exchange Act, (ii) any liability of any of the undersigned for any failure to
comply with such requirements, or (iii) any obligation or liability of any of
the undersigned for profit disgorgement under Section 16(b) of the Exchange Act;
4) this Power of Attorney does not relieve any of the undersigned from
responsibility for compliance with any of the undersigneds obligations under the
Exchange Act, including without limitation the reporting requirements under
Section 16 of the Exchange Act; and
5) this Power of Attorney supersedes and replaces any prior power of attorney
executed by any of the undersigned for any of the purposes set forth herein.
Although this Power of Attorney supersedes and replaces any prior power
of attorney executed by any of the undersigned for any of the purposes set forth
herein, each of the undersigned hereby ratifies and approves of any actions
taken pursuant to any prior power of attorney for any of the purposes set forth
herein, including without limitation the granting thereof by any of the
undersigned on his, her or its behalf. Each of the undersigned hereby gives and
grants the foregoing attorney-in-fact full power and authority to do and perform
all and every act and thing whatsoever requisite, necessary or appropriate to be
done in and about the foregoing matters as fully to all intents and purposes as
the undersigned might or could do if present, hereby ratifying all that such
attorney-in-fact shall lawfully do or cause to be done of, for and on behalf of
any of the undersigned by virtue of this Power of Attorney.
This Power of Attorney may be executed in several counterparts, each of
which shall be deemed an original but all of which shall constitute one and the
This Power of Attorney shall remain in full force and effect until
revoked by any of the undersigned in a signed writing delivered to the
IN WITNESS WHEREOF, the undersigned have each caused this Power of
Attorney to be executed as of 4/25/2023.
QUALIFIED ANNUITY TRUST UNDER THE SUSAN Y. KIM 2020-1 IRREVOCABLE TRUST
AGREEMENT DATED 04/01/2020
By: /s/ James J. Kim
James J. Kim, Trustee
By: /s/ Susan Y. Kim
Susan Y. Kim, Trustee