SEC FORM
4
SEC Form 4
| FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
| OMB APPROVAL |
| OMB Number: |
3235-0287 |
| Estimated average burden |
| hours per response: |
0.5 |
|
|
 |
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b). |
 |
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. |
1. Name and Address of Reporting Person*
| C/O SIANA CARR O'CONNOR & LYNAM |
| 1500 EAST LANCASTER AVENUE |
(Street)
|
2. Issuer Name and Ticker or Trading Symbol
AMKOR TECHNOLOGY, INC.
[ AMKR ]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
Director |
|
10% Owner |
|
Officer (give title below) |
 |
Other (specify below) |
| Member of 10% owner group (2) |
|
3. Date of Earliest Transaction
(Month/Day/Year) 02/24/2025
|
4. If Amendment, Date of Original Filed
(Month/Day/Year)
|
6. Individual or Joint/Group Filing (Check Applicable Line)
 |
Form filed by One Reporting Person |
|
Form filed by More than One Reporting Person |
|
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
| 1. Title of Security (Instr.
3)
|
2. Transaction Date
(Month/Day/Year) |
2A. Deemed Execution Date, if any
(Month/Day/Year) |
3. Transaction Code (Instr.
8)
|
4. Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
|
5.
Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr.
3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
|
7. Nature of Indirect Beneficial Ownership (Instr.
4)
|
| Code |
V |
Amount |
(A) or (D) |
Price |
| Common Stock |
02/24/2025 |
|
P |
|
869,565
|
A |
$21.85
|
3,347,890 |
D |
|
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
| 1. Title of Derivative Security (Instr.
3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
|
5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
|
6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
|
8. Price of Derivative Security (Instr.
5)
|
9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
|
10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
|
11. Nature of Indirect Beneficial Ownership (Instr.
4)
|
| Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
| Explanation of Responses: |
| Remarks: |
|
/s/ Brian D. Short, Attorney-in-Fact |
02/26/2025 |
|
** Signature of Reporting Person |
Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
LIMITED POWER OF ATTORNEY
Know all by these presents, that the undersigned hereby makes, constitutes and
appoints Mark N. Rogers, Vincent Pecora, Brian D. Short and Heike K. Sullivan
(any of whom may act individually) as the true and lawful attorney-in-fact of
the undersigned, with full power and authority as hereinafter described on
behalf of and in the name, place and stead of the undersigned to:
1) prepare, execute, acknowledge, deliver and file Forms 3, 4, and 5
(including any amendments thereto) and any Schedule 13D (including
any amendments thereto) with respect to the securities of Amkor Technology,
Inc., a Delaware corporation (the "Company"), with the United States
Securities and Exchange Commission, any national securities exchanges and
the Company, as considered necessary or advisable under Section 16(a) of
the Securities Exchange Act of 1934 and the rules and regulations
promulgated thereunder, as amended from time to time (the "Exchange Act"),
including obtaining any filing codes or reissuance of existing filing
codes, if necessary, in connection therewith;
2) seek or obtain, as the representative of the undersigned and on behalf of
the undersigned, information on transactions in the Companys securities from
any third party, including brokers, employee benefit plan administrators and
trustees, and the undersigned hereby authorizes any such person to release
any such information to such attorney-in-fact and approves and ratifies
any such release of information; and
3) perform any and all other acts which in the discretion of such
attorney-in-fact are necessary or desirable for and on behalf of the
undersigned in connection with the foregoing.
The undersigned acknowledges that:
1) this Power of Attorney authorizes, but does not require, such
attorney-in-fact to act in their discretion on information provided to
such attorney-in-fact without independent verification of such
information;
2) any documents prepared and/or executed by such attorney-in-fact on
behalf of the undersigned pursuant to this Power of Attorney will be
in such form and will contain such information and disclosure
as such attorney-in-fact, in his discretion, deems necessary or
desirable;
3) neither the Company nor such attorney-in-fact assumes (i) any
liability for the undersigneds responsibility to comply with the
requirements of the Exchange Act, (ii) any liability of the
undersigned for any failure to comply with such requirements,
or (iii) any obligation or liability of the undersigned
for profit disgorgement under Section 16(b) of the Exchange Act;
4) this Power of Attorney does not relieve the undersigned from
responsibility for compliance with the undersigneds obligations under
the Exchange Act, including without limitation the reporting
requirements under Section 16 of the Exchange Act; and
5) this Power of Attorney supersedes and replaces any prior power
of attorney executed by the undersigned for any of the purposes
set forth herein.
Although this Power of Attorney supersedes and replaces any prior
power of attorney executed by the undersigned for any of the purposes set
forth herein, the undersigned hereby ratifies and approves of any actions
taken pursuant to any prior power of attorney for any of the purposes set
forth herein, including without limitation the granting thereof by the
undersigned. The undersigned hereby gives and grants the foregoing
attorney-in-fact full power and authority to do and perform all and every
act and thing whatsoever requisite, necessary or appropriate to be done
in and about the foregoing matters as fully to all intents and purposes
as the undersigned might or could do if present, hereby ratifying all
that such attorney-in-fact shall lawfully do or cause to be done of,
for and on behalf of the undersigned by virtue of this Power of Attorney.
This Power of Attorney shall remain in full force and effect until
revoked by the undersigned in a signed writing delivered to the
attorney-in-fact.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to
be executed as of 4/24/2023.
SUJODA INVESTMENTS, LP
By: Sujoda Management, LLC, its general partner
By: /s/ Susan Y. Kim
____________________
Susan Y. Kim, Manager